The speculative challenges of festival architecture in eighteenth-century France

By:

Eric Monin

Translated by Nick Hargreaves and Christine Macy

From:

Bonnemaison, Sarah; Macy, Christine. Festival Architecture (The Classical Tradition in Architecture) (pp. 155-157). Taylor and Francis. Kindle Edition.

Even today, the feasting and splendor of public festivals in eighteenth-century France evoke an image of a frivolous and lavish monarchy. The excess of these events, however, should not disguise the political aims behind them, which required them to be magnificent in direct proportion to their diplomatic importance. City-sponsored public festivals were meticulously documented in sumptuous anthologies offered as diplomatic gifts. Representations of the events were embellished by narratives laden with superlatives, accompanied by descriptions of crowds tirelessly celebrating the glory of a sovereign who was always the centre of the celebration (Monin 2005a). The cries, the colors, the music, the distribution of wine and foodstuffs, the luxury and abundance expressed in all the festival arts were generously illustrated and carefully planned with the dignity and respect appropriate to an orderly and hierarchical society.

Yet the potential for disorder or subversive behavior that was always present at public festivals required that the crowds be contained, the entertainments controlled, and the installation of temporary structures in the city closely supervised. For behind the panache of these large spectacles lay a precise, faultless organization. The power of these ephemeral events— linked to the artistic virtuosity of their creators— would have come to nothing without the rigor of a complex and well-considered system of event production. The temporary transformation of the city and the new uses to which it was put, the production of a completely reorganized environment filled with sensory stimulation, and the introduction of festive time disconnected from the rhythms of everyday life, all required mastery of event planning. No festival is improvised. Even a festival called on short notice required time for planning and preparation.

Spatial control

Eighteenth-century public festivals in France, as in other European cities, continued a tradition that had already been brilliantly elaborated in the Renaissance and the seventeenth century (Jacquot 1964 and Lecoq 1982). By the dawn of the eighteenth century, however, these projects assumed a new dimension in the context of an emerging policy for urban beautification, which was to lay the foundations for the reorganization of urban space in the Age of Enlightenment. Rapidly growing cities suffered from streets congested with traffic and the piecemeal development of water, sewage and other functions needed for their ever-growing populations (Barles 1999). Incapable of integrating these new structural requirements, large cities became synonymous with discomfort and dissatisfaction (Etlin 1977). At the same time, cities were regularly decried for the poor quality of their public buildings that did not reflect the artistic ambitions of their rulers. This misfit between rapidly growing cities and the aesthetic aspirations of their ruling elites governed the considerable transformations that were to mark the history of Western cities. Streets were widened, squares created, openings cleared to connect crucial points, and water and sewage systems organized (Guillerme 1990). Fountains flourished (Massounie 1995), quays were built to simplify the unloading of ships, and nuisances identified and banished from the cities (Patte 1769), while principles of decency and accommodation (bienséance and convenance) guided the artistic production of architects responsible for the construction of new public buildings (Szambien 1986). Nourished by much theorizing (Fichet 1979), this policy of urban beautification was put into practice with the introduction of a rigorous regulatory framework that aimed to correct the long-term development of the city, aided by the grand projects and major public works of the central government (Harouel 1993).

In this rethinking of the city— which made it a subject for reflection and an arena for action— one must consider public festival projects among the body of urban experimentation that accompanied the Age of Enlightenment. The issue of transforming the city occupied a central position in all these projects, and included efforts to reorganize urban functions and to introduce new urban landscapes reflecting the latest fashion (Monin 2005b). These considerations affected the work of those organizing the festivals. Although the choice of a festival site may have depended on a long-established practice, each project required specialized planning considerations— the aim being to provide a large public with the possibility of enjoying, under good conditions, a festival dedicated to a king or a prince who would actually be at the event. The size of the site, its accessibility and layout had to be designed to accommodate large crowds and avoid congestion resulting from the temporary constructions built for the occasion, and sufficient openings had to be provided for crowds to circulate safely through the site.

The weight of tradition occasionally countered this logic; for example, municipal squares of cities with growing populations were often too small to handle the expected crowds. To compensate, festival organizers turned to natural amphitheaters formed by the rivers crossing through the main cities of the realm: in Paris, Lyon, Nantes, Lille, Strasbourg and Grenoble, the Seine, Sône, Loire, Deûle, Ille and Isère rivers became the stage settings for festivals. Public grandstands and viewing platforms were built on the riverbanks, and crowds massed on quays, at windows and on rooftops. Prized by festival designers, riverbank sites made the assembly of large crowds possible, as evidenced by the head counts published on completion of these events. The compendium published for the festivals held in Paris for the marriage of Louis XV’s eldest daughter Marie-Louise-Elisabeth (known as Madame Première) to the Infante Don Felipe of Spain, stated that 500,000 people lined the Seine River to see the festivities (although one must be cautious when using these figures, since an estimate of 1745 cites 600,000 people in attendance) (GDA, C 3638). For the 1782 celebration of the birth of the Dauphin, Pierre-Louis Moreau estimated that his placement of the fireworks machine on the bank of the Seine River allowed a third of the city’s population, or 280,580 persons, to view the display (NA, K 1017: 273). As an inspiration for this festival, he recalled his earlier proposal for the banks of the Seine, establishing a direct link between permanent and ephemeral transformations (Moreau 1769). The Place de Grève was completely redesigned in its form and decoration. Reorganized to lie perpendicular to the Seine, it was closed off to the north by a monumental gallery providing a wing to the main façade of the Htel de Ville. Organized after the raising of the Place des Canons and the extension of Quai Pelletier, this festival provided an opportunity to temporarily realize a beautification project that had never been carried out.

At that time, the Place de Grève was still the showplace for the expression of municipal power, with the Lord Provost and city council members offering, for example, prestigious guests the keys to the city (Le Moël 1984). This obligatory visit was accompanied by a more or less complicated staging that might culminate in fireworks viewed by the honored guest from the balcony of the building. To celebrate a military victory, the signature of a peace treaty, or the birth of a prince, the Htel de Ville and houses of council members were decorated and illuminated and the Place de Grève was carefully prepared for the ceremony. The construction of a fireworks machine along the axis of the city hall, flanked by colonnades that formed wings to the building, and the installation of illuminated yew trees and tapered pedestals to light the square, all contributed to rectifying the irregularities of the site. In any case, regularity, layout and harmony were the keywords governing the installation of these ephemeral projects.

Lights arranged in lines appeared to straighten out winding streets and introduced regular patterns on the street level of houses lacking order and harmony. In November of 1744, the city of Paris celebrated the return of Louis XV from a military campaign by lining the Marché Saint-Paul with chandeliers of Suresnes lamps supported on posts laid out “at a suitable distance so that the rue St-Antoine could be extended the same width (across the market square)” (NA, H2 1861). Below Place de Grève in Place des Canons (a location traditionally reserved for working-class festivities), a “hall of light” was created by garlands of lamps and steel wire chandeliers suspended from the posts outlining the area of festivities.

The main purpose of such posts, barriers, frameworks and lights was to organize the festival space. The intention was to set limits, draw contours and precisely outline the site where the festival was to take place. But it was first necessary to identify an “attractive site” (Blondel 1771: II, VII 282)— that is, a place known for its formal and aesthetic qualities— before setting up the festival. In 1782, for his project constructed on Place de Grève, Moreau had no hesitation in “enlarging the site to receive and place their Majesties and the Court as suitably as possible.”( Gazette 1782: 46) Festival designers were only able to engage the city by exerting considerable efforts in their designs to overcome the constraints of urban space. One solution that promised to overcome all these difficulties presented itself on the occasion of the competition organized for the new Place Louis XV (Garms 2003). A large number of the entries proposed schemes adapted to large festivals: Beausire l’Aîné proposed creating a large square opening onto the Seine River adjacent to the Htel de Ville that would be able to hold a considerable number of people; Cardon imagined a bridge linking the Ile de la Cité, Ile Saint-Louis and Place de Grève able to contain “a vast crowd that would be placed comfortably and without danger” (Granet 1962: 51); Contant proposed rebuilding the Htel de Ville on Quai Malaquai, fronting a square that “would be very useful for holding public festivals” (Granet 1962: 199); and finally, Servandoni, using antiquity as his source, proposed an amphitheatre outside the city able to hold “a prodigious number of spectators” (Patte 1765: 211).

When it was finally built at the western end of the Jardin des Tuileries, Place Louis XV seemed to offer the appropriate solution. Yet as fate would have it, during the fireworks display held for the birth of the Dauphin in 1770, a terrible accident caused by a panic in the crowd led to the death of several hundred Parisians. This disaster led to a complete rejection of the site for public festivity; none of the site’s other qualities could compensate for the public’s fear of its surrounding moats. The festival tradition returned to the center of the city, at the Place de Grève. Yet this attempt proved that durable structures and ephemeral projects could coexist, and anticipated the development of public infrastructures (Chaudoir and Ostrowetski 1996: 80). However, such coordinated planning was not the norm. More commonly, festival organizers struggled to overcome the city’s many imperfections. Backed by an array of municipal decrees aimed at controlling dangerous practices and behaviors, festival organizers were engaged in a risky undertaking with an uncertain outcome, as they set in motion measures that disturbed the usual patterns of city life and aimed to transform the city’s image.

An appraisal of the festival site was the first step towards resolving its logistical problems. To orchestrate the safe movement of crowds converging towards the festival site, traffic management plans were drawn up to chart the flows of goods and people. Instructions were circulated prior to the event in the form of municipal decrees enacted specifically for the occasion. Occasionally, festival organizers mandated separate circulation routes for coaches and pedestrians. For the 1784 launching of the Flesselle aerostat in Lyon for example, the city architect Jean-Antoine Morand dictated parking along the route for coaches traveling from the city center to the festival site. On their return, vehicles had to continue their route across country before circling back to the city. Similarly, in 1770 the engineer Perronet took exceptional measures to control the flow of people attending the festival for the striking down of the new Neuilly bridge, keeping them away from the parking area reserved for royal and palace coaches, and controlling all the traffic in an enlarged perimeter around the festival site (Figure 7.1):

we imposed such a strict organization from the outskirts of Paris and on the roads around Neuilly over a distance of two leagues, that one could arrive without confusion and leave in the same manner and this meant that there were no accidents: this was much more difficult closer to Paris given the considerable number of coaches and crowds drawn by the presence of the King, the wooden bridge used by everyone to pass onto the other side was narrow and the place where this event was to take place very enclosed.

(Perronet 1783: 98)

Wooden barricades were positioned around festival sites to channel the movements of the crowd, reduce accidents, and prevent people from falling into the river and drowning. For example, the estimates for the list of carpentry work to be erected in Paris in 1749 to celebrate the peace of Aix-la-Chapelle included several items concerning the construction of “barriers necessary for the safety of the public on the day of the festivities” (NA, K 1009: 2122).

Employing both appeals and prohibitions, a regulatory framework aimed to control all parameters that might hinder the smooth running of the event. The law accompanied and controlled the actions of the festival organizers, prepared the groundwork for the festival and preserved the city and its inhabitants from risks associated with the event. The use of space was also subject to specific rules. Inhabitants did not have the right to erect scaffolding or stands that might obstruct the space occupied by the festival. To reduce fire risks, it was forbidden to throw firecrackers or launch rockets and should these rules be infringed, those responsible were subject to heavy fines or punishments: “Fathers and mothers are responsible for their children, school headmasters for their students, masters for their servants” (Lecler du Brillet 1738: t. VI, 149).

The issue of public order, however, went further than restrictions on public behavior, it also affected the organization of the festival sites. The entries of kings, princes and ambassadors into cities provide the best illustration of this. The care invested in the composition of these processions and the richness of their retinue testified to the centrality of these events in the political life of the realm, and their pomp and circumstance figuratively represented royal power to the public. The routes taken by these formal entries needed to be wide enough for state coaches drawn by six or eight horses, while still accommodating considerable crowds. As a result, processional routes used the widest and straightest roads (Monin 2006). Generated by the rhythm of events inherent in the kingdom, festivals drew out an urban geography that was dictated by the demands of political events. In that regard, public festivals pushed ideas about the city forward into the reality of the Age of Enlightenment with more acuity than any urban embellishment project.

Lastly, organizers had to consider the pleasure of the spectators. Good visibility was essential to fully appreciate the fireworks and festival illuminations. Organizers had to keep this in mind as they laid out the site and designed its embellishments. Squares were transformed into theaters surrounding fireworks machines or in front of illuminated façades. In Nantes, the façade of the new commodities exchange was regularly used as a lit backdrop for the public festivals taking place in the square facing the building. The wings of the Place de la Bourse were decorated by pilasters crowned with a continuous cornice “connected to one another by a balustrade and a string of lanterns” attached to the trunks of two rows of elms leading up to the building (LADA, C 700: 24). Using the urban structure of this site, this illumination accentuated the geometry of the square and overlaid it with an avenue, temporarily modifying the city.

Many ephemeral projects used similar devices to transform urban spaces for festivals. When Madame de France visited Lyon in 1749, Place Louis-le-Grand became the stage for illuminations intended to draw attention to the statue of Louis XIV by underlining the balustrades and accompanying the fountains livening up the square (LMA, AA 145: 49). In 1759, Jean-Antoine Morand, the city architect, proposed increasing the size of the setting by building four porticos along the outer edge of the square. Designed for the king’s entry into the city, this project, which was never built, was intended to produce, “seen from a certain distance […] the same effect as the Trianon in Versailles” (LMA, AA 144: 44). In the center of the square, around the statue of Louis-le-Grand, Morand completed his composition by “using a circular plan, the same arcades crowned by a balustrade similar to the square’s boundary” (LMA, AA 144: 44). In a similar manner in Paris, Rue de la Ferronnerie was frequently transformed into a “vast gallery” embellished by two rows of porticos positioned in front of the houses, forming a straight aisle leading to a monumental decoration built against the houses on Rue Saint-Denis (Ruggieri 1802: 270) (Figure 7.2).

These examples show that the framed gallery was the leitmotiv for many festival designs, one that allowed festival organizers to correct imperfections of the ground floor. This device was a remedy for the “state of negligence, confusion and disorder” of cities, so lamented by Abbot Laugier (Laugier 1753: 209). To address these problems and to compensate for gaps in the decoration of buildings, Laugier had proposed substituting “the horrible hovels that clutter, narrow and disfigure most bridges […] by large and attractive column-supported porticos located at both sides” (Laugier 1753: 230). We are thus brought right to the heart of the problem represented by urban beautification: the definition proposed by the Encyclopaedia suggests to what degree festival projects might participate in this logic of transformation—“ beautifying means artistically adding to objects that might be uninteresting in themselves, forms or accessories to render them interesting, agreeable, precious, etc.” Having identified the weaknesses and irregularities of urban festival sites, their organizers took measures to correct faults by adding elements to reconfigure urban squares into new spatial and aesthetic orders. Such rectifications, straightening of irregularities and concealment of chaotic buildings allowed organizers to present exemplary urban arrangements. In this way, festivals played as important a role in the reform of urban space as did more durable beautification projects during the Age of Enlightenment.

Nonetheless, numerous critics virulently attacked public festivals as wasteful and pointless extravagances. Voltaire regretted that the sums swallowed up by festivals were not reserved for urban beautification, contrasting the comfort and magnificence of the city with the organization of “small fireworks displays taking place opposite a shoddy building on a little square used for the execution of criminals” (Voltaire 1750: 78)— a criticism that was echoed two decades later by Louis-Sébastien Mercier (Mercier 1776: t.I, 47– 8). But it would be unjust to consider these ephemeral projects as mere substitutes for permanent beautification projects, disconnected from the urban problems of the period. Although they were only temporary installations, it was precisely their capacity to act directly and immediately on the form of the city that won over the officials from the provinces who were often responsible for approving these works. Such festivals expressed the power of the central government in public spaces more rapidly than, for example, the commissioning of monumental statues in city squares.

Controlling effects

Controlling space went hand in hand with controlling the new points of view provided to the public. In his Cours d’architecture, Jacques-François Blondel insisted on the need to define an appropriate distance to appreciate the illuminations “especially [when they] are to be found at the end of a large road, an attractive allée, a canal, etc.” (Blondel 1771: II, VII 277). This concept of “standing back” (point de distance) contributed to the notion of the “viewpoint” which, at that time, held an important place in the development of the idea of urban beautification. In the Encyclopaedia (relying in part on definition given in the Daviler dictionary), the viewpoint is “the spot where one stops at a given distance to fully enjoy the most advantageous aspect of a building.” The siting of ephemeral projects was clearly dictated by this visibility criterion when they were placed at the ends of streets, aligned with traffic routes, in the center of squares and extending their openings, erected on bridges, positioned at high points of the city or anchored in the middle of rivers. In Paris, the aesthetic and visual qualities of the Seine River between the Pont-Neuf and the royal bridge were regularly incorporated into festivals. This is how architect Jean-Nicolas Servandoni justified choosing this site for the marriage between Madame Première and the Infante Don Felipe of Spain, in 1739.

This vast canal is bordered by spacious quaysides and superb buildings that, when taken together are able to hold, much like the tiers of an amphitheatre, a vast number of people. There has never been a better location for a great festival and none that could have a better effect.

(Description 1740: 2)

Ending with a view of the Pont Neuf, the backdrop to this perspective represented an ideal stage setting for Servandoni to construct a monumental fireworks machine in front of the equestrian statue of Henri IV.

The siting of ephemeral constructions along processional routes had to be calculated according to points of view. A memorandum written in anticipation of the visit to Bordeaux by the Infanta Marie-Thérèse in 1745 and attributed to Servandoni, clearly develops the principles underlying the location of these projects:

As a general rule, important monuments are planned for a city in such a way as to give their best effect when seen in perspective […], therefore there is no doubt that any badly placed edifice will lose a large amount of the reputation it deserves. As a result, its author will gain far less renown because, although ordinarily it will be said to be attractive, it will not have been seen from the artist’s point of view […]; in other words, everything that is decoration, even decoration that will only exist for a few days, should be visible to the public without fearing they will die in the effort. (GDA, C 3638) Servandoni’s design for this event scrupulously integrated these principles. One of the various constructions distributed along the Infanta’s processional route was a square-shaped triumphal arch in the city’s moat, “pierced in all directions by four arcades […] through which one discovers the tree-lined streets and buildings forming the most attractive district in the city” (GDA, C3638). Simultaneously a beautifying object and a machine used to frame and stage the city of Bordeaux, this construction illustrated the architect’s inventiveness and foresight. The design was deliberate and controlled. While the triumphal arch bearing the decorations complies with the rules of good architecture, Servandoni uses the unique form of the arch to create tableaus that bring together disparate perspective views, thereby turning this construction into a pivotal point, a centre of urban composition that entirely renews the meaning of the urban landscape.

The anonymous author of a project proposed in 1770— which unfortunately was never carried out— for the marriage between the Dauphin and Marie-Antoinette on Place Louis XV also proposed establishing a large number of visual relationships between the royal square and the neighboring districts, as if the site of the festival had become the point of departure for a visual conquest of the surrounding landscape. The festival spilled out from Place Louis XV and crossed the Seine to the opposite bank to involve other districts (Projets 1770: 26). But the project went much further: proposing to visually link the two river banks by constructing mirrored illuminations that would underline the north-south axis across the ensemble:

The illuminations of these two facades could be linked [the author was discussing the two colonnades on Place Louis XV] by providing a point of view at a sufficient distance that would look down the royal street separating these two buildings […]. This would be answered by an identical device on the other side of the river which would be mirrored by its counterpart on Rue de Bourgogne, assuming that these two streets run in a straight line, something that we doubt. The illumination of Rue Royale would represent a mock-up of the portal to the future Madeleine church; opposite, on Rue de Bourgogne, there would be a matching portal. (Projets 1770: 42– 3)

The spatial investment was based on a visual and landscape composition. Thanks to Place Louis XV and the terraces of the Tuileries, the view projects the city, a capital freed from its physical limits, towards the west and the countryside beyond. The third day of the festival described by this narration proposes an illumination which “would be continued […] beyond the top of the mountain, and the gates of the Barrière de Chaillot. A superb decoration in the form of a triumphal arch would be erected at the top of this mountain” (Projets 1770: 26). These latter proposals prove that festivals were also able to anticipate the city’s development by becoming the tool of a spectacular simulation.

Controlling the viewpoints of an ephemeral layout meant controlling the visual effects that transported the public into the festival’s phantasmagorical universe. This postulate was essential as it allowed the planned effects to be precisely designed and made best use of the money spent. In other words, work was concentrated on the visible parts of the project. It was this principle that anchored public festivals to the world of performing arts. In most cases, timber scaffoldings held in place painted canvas stretched on frames (Monin 2003). The aim was to produce the illusion of a sumptuous architecture which would magically replace day-to-day urban settings. Pushed by time, limited by the means invested, festival organizers found their inspiration in the universe of theater decor, both in terms of installation techniques and expected effects (Rabreau 1978). In his search for rules able to define an architecture that would stimulate the senses, Le Camus de Mézières understood the need to borrow the concept of effect from the theatrical world (Le Camus de Mézières 1780: 5– 6). The best theater sets did not merely depict where the action was taking place, but communicated all the sensations appropriate to the setting. Highly impressed by the dioramas invented by Jean-Nicolas Servandoni (Servandoni 1739), Le Camus de Mézières explained how the architect:

knew how, in a silent spectacle, to make the public feel the effect of the sun’s burning light. […] there were almost no shadows, the sky glowed red, the land arid, a lighting effect that seemed to set the air afire; all these elements produced an illusion from which none of the spectators could escape; there was almost a feeling of suffering, we were subjugated by the power of art. (Le Camus de Mézières 1780: 6)

Illusion drove this art, and the skills of all the artists involved gave form to the phantasmagorical universe of the great baroque festivals. As in the theater, trompe-l’oeil painting played an essential role in creating the illusion (Zorzi 1977). Specifications and estimates detailed how color should be used to emphasize areas in relief and how the imitation of noble materials could trick viewers into believing the effects. In Bordeaux, the triumphal arch constructed in relief and erected by Servandoni was “so well built and so perfectly imitated stone that, without touching it, one could be completely fooled by its appearance” (GDA, C3638). For these public festivals, bronze, gold, Genoa marble, white marble, violet marble, green marble, alabaster, agate, emerald and lapis-lazuli invaded the cities of the kingdom … thanks to paint. For the most important projects, constructions were erected in relief, with stretched canvases used for the flat surfaces and columns, pilasters and pediments protruding into the foreground along with plaster or cardboard statues that gave volume to the setting. In this specific case, Servandoni preferred the restraint of forms to the fantasy of color. In Bordeaux in 1745, as in Paris in 1739, he specified that “a uniform stone color be used to cover all materials that had been employed in the construction of the edifice” (Description 1740; GDA, C 3638). Frequently employed for the decoration of orchestra rostrums and wine fountains, this solution emphasized the monolithic nature of the works. Occasionally, a combination of these two systems was used to reflect a hierarchy between the visible and hidden faces of the construction, as in the decoration for the temporary Temple of Hymen planned in 1747 for the western tip of the Ile de la Cité in Paris on the occasion of the Dauphin’s second marriage. Richly colored architectural reliefs were to face the Seine River where the performance was to take place while, to the rear, “the face overlooking the road was to be given a treatment of rusticated stone painted on canvas” (NA, H2 1861). Imitation marble or stone were not only used to simulate richness and luxury. They were also used to introduce an idea of stability and longevity corresponding to the aesthetic principles of the age (Plate 7a). At that time, duration was essential if buildings were to bear witness to the grandeur of a sovereign’s reign, and constructions able to face the future without weathering acquired the status of monument (Wittman 1997). In Monuments érigés en France à la gloire de Louis XV, Pierre Patte, discussing the construction of the Sainte-Geneviève church, reaffirmed the durable nature of the building which, from the moment it was designed, incorporated an important commemorative value, “The precautions we take in everything we do to ensure the perfect completion of this latter monument should render it eternal” (Patte 1765: 7).

What legitimacy could be accorded to public festivals within this context? How could a festival emerge unscathed from a debate that ceaselessly underlined the imbalance between what was durable and what was ephemeral, a debate which contrasted the wisdom of well-considered investments to the extravagance of public festivals? The solution lay in the ever-greater effects offered to citizens. Festivals created their own monumentality out of surprise, extraordinary beauty, dazzling effects, resounding thunder and lightning; they were designed to impress and leave an indelible memory. The simulation of noble materials even depicted the wear of time: in Rome in 1729, the edifices erected on Piazza Navona for the birth of the Dauphin were richly decorated with trompe-l’oeil “in imitation aged and worn marble to give an impression of antiquity” (Daudet 1731: 299). But of what use was an imitation marble that revealed the wear of time without the figurative representation of an architecture that strictly obeyed “the rigorous rules imposed by past masters” (GDA, C3638)? Volutes, fully arched arcades with their archivolts, freestanding columns crowned with pediments, pilasters with their bases, capitals, triglyphs, metopes and mutules, entablatures incorporating architraves, friezes and cornices ornamented with modillions and rosettes, cradled arcades forming a barrel vault enriched with regularly placed alcoves, acroteria crowned by balustrades and vases were imitated using wooden planks, cardboard, plaster and daub.

These figurative representations conveyed the image of a learned architecture, and more licentious productions were in any case severely criticized by specialists who rejected fanciful experiments (Blondel 1771: II, VII 276). But, over and above these rules, festivals were settings for imitated finishes. In most accounts, such artifice was not discussed. To be sure, there were exceptions, such as a description of the Temple of Peace constructed in Lille in 1749 in which the author, either through clumsiness or excessive zeal, explains that the “columns, pilasters and entablature frieze are in imitation agate,” the plinth in “imitation rustic stone” and the crown elements in “different types of imitation white marble” (Description 1749; LML, 24642) (Plate 7b). In the Encyclopaedia, a paragraph in the architecture article is devoted to the concept of imitation architecture— architecture feinte— with this concept serving to represent:

all plans, projections and reliefs of a real architecture simply through the use of color, such as can be seen on several façades in Italy and on the twelve pavilions of the Château de Marly; or for the decorations of theatres and triumphal arches painted on canvas or wood, either as flat projections or perspectives for royal entries, public festivals, funeral processions, fireworks displays, etc. (Encyclopédie 1751: I, 618)

Like Michel de Pure, should one deduce that festivals “tricked and insulted” the public through the use of artifice comparable to “a house of cards, constructions made from paper”? (Pure 1668: 207) If there was deception, could it not be said that it was based on a tacit agreement between the public and the festival organizers? Was this architecture feinte capable of challenging the credibility of the spectators without disappointing them? How otherwise is it possible to explain the infatuation of citizens for these events, without taking into consideration the mixture of kindness and indulgence that seemingly motivated the public? (Monin 2005a)

The role played by festival audiences should not be underestimated. Both festival designers and the public expected a great deal from these ephemeral projects. Undoubtedly, the festive atmosphere and the distribution of wine and food stimulated a crowd’s exuberance and considerably increased its capacity to be impressed, as imperfections were erased by drunkenness and people’s senses aroused by a vast array of lights, sounds and smells. Intoxicated by such richness, the public willingly succumbed to the entertainment and gave free rein to its imagination. This was the moment when one could invert the order of things to create a sense of wonderment. As early as the seventeenth century, Father Ménestrier explained the success of public festivals as being the result of a pact controlling the diversity of energies brought together by the festivities. He evoked an expression of a joy that was “magnificent in its profusion,” “ingenious,” but “never disturbing” (Ménestrier 1660: 4). For him, it was decorum, or bienséance

that presided over all public ceremonies, that made them magnificent, that controlled their conduct; and that their success was owed to the majesty accompanying this pomp. They made use of various devices to insinuate themselves into the spirits of the spectators, often inversing the order of nature by making birds swim, fish fly and mountains and rocks dance (Ménestrier 1660: 5)

The scene of action spread far beyond the limits of specific architectural representations. All means were used to astound the public and encourage a sense of wonderment. The forces of nature were regularly called on to inspire enchantment or cause fright. The order of the seasons was inverted, mountains rose dramatically from city centers, and extraordinary creatures swam through the rivers while festival organizers prepared the confrontation of elements.

Above all, it was the presence of fire in the city that shattered all references of the citizens (Plate 7b). Taking place at nightfall, festivals became renowned for the sparkle of their lights and illuminations accompanying the simulated architectures. Countless chandeliers, illuminated trees, candelabras, torches, candles, Suresnes lamps, fire pots and lanterns were arranged on the approaches of the festival sites, to light the festivities or create architectural effects, giving birth to extraordinary and spectacular nighttime environments. Because there was little or no ordinary street lighting, the brilliance of these illuminations was all the more impressive. This is evident from the many accounts of these festivals that dwelt on the illuminations, often drawing disproportionate comparisons— for example, when myriad lights laid out around festival areas were seen to transform dark winter nights into “beautiful days” (Monin 2005a; NA, K 1017). For the Dauphin’s first marriage in 1745:

all the bourgeoisie and inhabitants of the city competed with one another in showing their joy, by placing splendid illuminations in front of their houses— one could have thought it a beautiful summer day, but never the night. (NA, H2 1861)

Associated with this profusion, paintings on sheer fabrics were stretched across windows and lit from within, illustrating the subject of the festival. Taken to an extreme, this technique allowed the creation of luminous architectures that shone at night like magic lanterns. In 1739, the temple of music designed by Servandoni and anchored in the middle of the Seine produced a surprising effect highly appreciated by Parisians:

It was entirely made from transparent fabric and lit from the inside by an infinite number of lights that had been artfully hidden and distributed. It produced a soft glow that was easy on the eye, fully revealing the contours and colors of the painting without being dazzled. (Description 1740: 5– 6)

Finally, fireworks played an essential part in the organization of public festivals. For Frézier, fireworks and ephemeral architecture were intertwined, “these two elements are interrelated, with the structures being designed for the fireworks and, reciprocally, the fireworks for the structures” (Frézier 1747: 449) (Figure 7.3). Dominated by the Italians, this art form presented displays that were the apotheosis of these large festivals. Frézier underscored the power of fire when he wrote, “it is one of those creatures on earth that has everything needed to move us through its light and its vivacity”( Frézier 1747: XI). During the seventeenth century, André Félibien des Avaux had already underlined how the festivals at Versailles offered a wonderful display in which fire, air and water were combined to become a new and extraordinary element “formed from a thousand sparks of fire that, like a thick dust or rather like an infinity of gold atoms, shone with the most glorious light” (Félibien des Avaux 1676). The fireworks showered from on high, catapulted through the air, floated on the water in dragons that spat a thousand flames before exploding, or plunged into the river before emerging as a twinkling outline. During the Revolution, Claude Ruggieri even tried to let off fireworks from hydrogen-filled aerostatic balloons! With their capacity to create explosive light, sound and olfactory effects, fireworks overwhelmed the city with their apparent violence and awesome power— although this too, was understood to be illusion, since pyrotechnicians were expected to control their displays to avoid accidents. Yet fireworks could be capricious and temperamental, particularly in bad weather. It was rare for an event to enjoy a “beautiful location, transparent waters and a temperate sky”; this would offer optimal conditions for a project (Blondel 1771: II, VII 282). In bad weather, it was sometimes wiser and simpler to abandon the festival and postpone it to the “first day of good weather” (LADA, C700: 37).

Music was another effect employed to create the fantasy world of public festivals. Considerable efforts were made to create sound landscapes at the scale of the street, the district or, occasionally, the entire city. Dozens of orchestras accompanied these illuminations, wine fountains and the temporary halls erected in the city, producing an extraordinary multi-level musical lattice. The festivals organized to celebrate the peace of Aix-la-Chapelle in 1749 or the Dauphin’s wedding in 1782 distributed twenty-five orchestras across the city, while the public festivities of 1752— held for the Dauphin’s convalescence— were accompanied by twenty orchestras comprising over two hundred musicians.

Occasionally, music accompanied the flow of processions, thereby contributing to inscribe a new geography of dynamic sounds. The choice of instruments, but also the number of musicians in the orchestras, reveals the priorities for this musical engagement of the city. Generally grouping together a dozen musicians, these orchestras were located on the main public squares, in the middle of major intersections and next to the wine fountains. The orchestras placed in temporary halls erected for the Dauphin’s marriage in 1745 each had twenty-five musicians, while the 1739 celebration of the nuptial of Madame Première placed a symphonic orchestra of 180 musicians on the tiers of a floating music room in the middle of the Seine, conducted by François Francoeur and Jean-Ferry Rebel (Description 1740: 5). With their violins, cellos, basses, fifes, trumpets, musettes, drums, kettledrums, hunting horns and oboes, the intonations of the bands gave a powerful rhythm to the night.

Orchestral stages were timber structures supporting benches for the musicians, painted canvases depicting the festival themes and a richly decorated backdrop at the rear (Figure 7.4). These basic but solid constructions allowed the musicians to be seated at levels appropriate to their instruments, with the violins, cellos and wind instruments positioned lower down and the kettledrums to the sides. Raised on scaffolding, not only was the orchestra more visible, but it could be heard from a greater distance. And of course, audibility governed the placement of these orchestras as much as did public circulation and the requirements of dancing. As there were no technical means to evaluate the acoustic impact of these choices, effective orchestra location relied on precedent or the advantageous use of sites with obvious acoustic qualities (Monin 1999). Rivers were particularly appreciated as sites, since they multiplied lighting effects across the surface of the water and amplified sounds as well. In Paris in 1722 and 1739, in Nantes in 1722, and in Lyon in 1759, orchestras were set up on the Seine, Loire and Sane Rivers to heighten the pleasure of citizens thronging the quaysides.

Wherever it took place, music transformed the day-to-day life of the public. It helped citizens to immerse themselves body and spirit into the event— even weighed down by feasting, spectators could not but be affected by orchestral music in city streets. Dancing made people feel lighter, their pains forgotten as the music took hold. We need only read the incredible description of the festivals organized in Nantes in 1729 for the birth of the Dauphin, where “nothing was more curious and surprising than a dance that had been secretly prepared by negroes and negresses with instruments from their country, expressing their dances with all the subtlety and bizarre appropriateness of their nation” (NMA, AA 59: 12– 64). And people, like the music itself, were orchestrated. Their movements were planned as spectators were protected, sheltered and, depending on their status, more or less comfortably installed. In 1739 and 1745, the courtyard of the Htel de Ville in Paris was entirely covered by a giant oil-cloth canopy to protect the guests of a masked ball from inclement weather, a device frequently used by festival organizers in Paris (Description 1740: 19). Six large entertainment buildings constructed in the capital in 1745 were also covered with oil-cloths to “protect the public from heavy rainstorms,” as it was occasionally necessary to “take over from nature” to assure the success of these exceptional projects (NA, H/ 2/ 1861: 159; Description 1730: 4). Particular precautions were taken for princes, princesses and representatives of royal power, such as the tents erected to “protect the ladies from the evening dew” for the Grenoble celebrations of the marriage of Louis XV (GMA, AA47). Mesh screens could be installed outside viewing windows to protect august audiences from stray fireworks— there being a far-from-negligible risk of accidents. Such an incident was recounted by one present at an event organized on the Place de Grève in 1729, “After supper, there was a magnificent fireworks display and the serpent from a rocket entered through the window where the king was to be found, brushed past his cheek and went on to burn Monsieur de Maurepair’s wig” (NMA, II 44: 153).

However, it was necessary to await the Revolution to see any real concern shown for the comfort of the public and even then it was not entirely innocent. While Revellière-Lépeaux proposed installing “convenient benches laid out in such a way that everyone has a clear view” for national celebrations on the Champ de Mars and placed a roof over the spectators to shelter them from inclement weather, it was also to avoid disturbing the patriotic impulses of the spectators and encourage them to remain concentrated and attentive to the ceremonies (Revellière-Lépeaux, an 6: 9). Similarly, in his Projet de Cirque National de Fêtes annuelles, Poyet proposed protecting citizens gathered on the Champ de Mars from bad weather by large tents “below which spectators would be comfortably seated, entirely protected from the inconvenience of the rain and the heat of the sun” (Poyet 1792: 10– 11).

Festivals disrupted the city, transformed the way it was appreciated by its citizens and modified relationships. This heterotopia was based on an immersion of the public in an environment disconnected from day-to-day logic (Foucault 1984: 46– 9). Constructed through the skilful assembly of myriad different devices, this new reality enveloped spectators, transporting them body and soul into an intentionally reconstructed world. It also posed significant challenges to festival organizers— weather and fireworks being the most difficult to control. There were many unknowns that could potentially ruin a festival, and only the rigor and know-how of the artists involved in these colossal undertakings made it possible to overcome these obstacles.

Making full use of available skills and know-how

Painters, draftsmen, joiners, carpenters, locksmiths, roofers, glaziers and fireworks experts were brought together under the management of a festival organizer responsible for detailing these projects and then carrying out the operations necessary for their installation. Simultaneously an architect, theater decorator and entertainment promoter, the person in charge of these delicate, expensive, politically sensitive events needed to have exceptional qualities. He needed to prove he was at ease in numerous areas of competence that demanded a wide range of knowledge and experience. Familiar with the tools, materials and techniques used for theater scenography, he had to understand the capabilities and limitations of imitation architecture— architecture feinte. As an architect, he had to know how to build supporting structures and be aware of the rules governing good taste and the principles of classical architecture. These skills, developed through drawings and models (Siemienowicz 1651: 381), allowed him to design festival projects much as he would architectural proposals.

Cost estimates from the era reveal that these professionals provided detailed breakdowns of the materials needed for the ephemeral constructions. The festival organizer was also responsible for completing the project on time— a production schedule that was often extremely compressed, for events that in themselves would only last a few hours.

Accurate scheduling required a thorough understanding of the logistics of each phase of the project, and organizers had to coordinate the movements of each trade on the festival site to minimize the nuisance to the life of the citizens. In other words, although they were in effect completely transforming the city, they had to do this without disturbing the functioning of urban space. And the great public festivals of the eighteenth century had to be reversible— every aspect of their creation recognized this assumption. They employed lightweight materials that were easy to assemble and dismantle. The framed scaffoldings were pre-fabricated elsewhere and parts marked before delivery, so that when the edifice went up rapidly on the festival site, it contributed to the effect of surprise evoked by Amédée-François Frézier, “we gather [the various parts of the edifice] very quickly, which gives it the additional quality of being a sudden and miraculous construction” (Frézier 1747: 452). At the end of the event, the constructions were dismantled just as quickly— bearing witness to a “certain grandeur”— to free up the space and return the city to its usual state (GDA, C 3638). Speed and precision were the key words characterizing this laborious ballet that brought in a large number of workers to carry out myriad handling tasks (NA, K 1013: 163).

The construction of a Hymen temple or a fireworks machine required vast amounts of materials to be taken to the public squares saw the risk of increasing the clutter on the sites where the festival was to take place. Several hundred or even thousands of pieces of wood were occasionally moved to city centers to give shape to these imposing constructions. When the Dauphin visited Bordeaux in 1745, nearly 5,000 pieces of wood were delivered to the contractors responsible for the construction of the triumphal arches, the Trajan’s column, stables, temporary city hall venue, embarkation pontoons and fireworks machine (GDA, C 1042). Several hundred northern pine boards from Danzig, Prussia and Sweden invaded the city for the construction of these gigantic projects. The framework for the fireworks machine erected in Paris in 1757 to celebrate the birth of Comte d’Artois comprised 818 parts, all of which “raised carefully and diligently to be completely vertical on all four sides and with the cut-outs perfectly aligned to put the boards in place” (NA, K 1013: 163).

For perhaps surprisingly to some (Lecoq 1993: t.VIII, 25), these lightweight, rapidly assembled constructions were built solidly to insure the safety of both workers and audiences for the events. With respect to the framework for theater structures, Frézier commented that “the solidity of the assembly could not be neglected because, whether covered with fabrics or boards forming the decorations and thus exposed to the winds, they could be toppled by an unexpected gust” (Frézier 1747: 451). In his pyrotechnical treatise published in 1802, Claude Ruggieri recalled these precepts. For him, “solidity is the most important factor to keep in mind” when it comes to frame assemblies (Ruggieri 1802: 177). Commissions were specially mandated to assure the solidity of the works. Beausire, the general controller of buildings for the City of Paris authorities was regularly called on to check the solidity of tribunes erected on the Place de Grève. In 1729, as a timber-framed room commissioned by the Spanish ambassadors collapsed during its construction due to bad weather, it had to be inspected in great detail by M. de Cotte, the king’s first architect, as well as by the lieutenant general of police dispatched by the City of Paris authorities (Daudet 1731: 150). Likewise, the six ballrooms built in the capital for the first marriage of the Dauphin in 1745 were visited during their construction:

in the presence of the said carpenters who built them, by the Master of Carpentry Works of the said city, by the civic officials responsible for master carpenters in this city, and by Hiérme Gaudrier, one of the king’s carpenters— charpentier ordinaire du roi. These persons shall jointly produce an exact and detailed report and provide their opinion to the State in writing and in the proper form concerning the cover over the City Hall courtyard, the entire construction of the six public rooms and, if need be, an assessment of their complete solidity, in strict accordance with current accepted practice. (NA, H/ 2/ 1861: 150– 1)

Festival Architecture: Introduction

From:

Bonnemaison, Sarah; Macy, Christine. Festival Architecture (The Classical Tradition in Architecture) (p. 9). Taylor and Francis. Kindle Edition.

Introduction

Sarah Bonnemaison and Christine Macy

What is festival architecture?

Reflecting on the origins of architecture, we may think of the Egyptian pyramids, the palaces of Babylonia or the temples of ancient Greece. But equally ancient, and equally significant to the history of architecture, were the temporary structures erected for religious rites in the ancient world. The tabernacle of the Jews, for example, was a portable enclosure of wooden posts and fabric, a place of sacrifice and worship that was carried through the wilderness during the Exodus, and that influenced the form of the temple in the tenth century BCE and all synagogues to follow. Like Abel to Cain, or the nomad to the farmer, ephemeral architecture offers another face to the history of architecture. If one were to map this “other” history in parallel to the more familiar chronicle of monuments and ruins, the relationship between these two kinds of architecture would be informative and at times surprising, in the way each has influenced the other— that Greek temples, for example, are stone versions of their wooden predecessors is just one instance among many.

This other history is not restricted to religious constructions, it also includes architectural works commissioned by rulers to celebrate and proclaim their reign. In the Europe of emperors, popes, and princes, all the major architects had experience in staging festivals at courts or in cities— Andrea Palladio, Inigo Jones, Gianlorenzo Bernini, and Niccolo Servandoni to name just a few. With the emergence of modern society, architects remained just as involved in staging world expositions and government spectacles: from the master planning efforts of Charles Garnier in Paris (1889), Daniel Burnham in Chicago (1893), or Albert Speer in Nuremberg (1933), to the more discrete contributions of Mies van der Rohe in Barcelona (1928), Le Corbusier in Brussels (1958), or Sverre Fehn in Venice (1962). Architects working on festivals were assured of a large audience for their efforts. They knew that spectacular effects or ingenious artistry in the design of a triumphal arch or elaborate stage setting might lead to later commissions from influential patrons. Festival architecture was designed to persuade and convince and for this reason, it has been, and continues to be, built in all the societies of Europe.

Archival records tell us that festivals and spectacles were well funded by the ruling classes in order to magnify and glorify their reign. All the arts were mobilized in the service of such events— be it a coronation or an investiture; a baptism, marriage or funeral of a privileged person. Poets and painters, musicians and dancers, masters of the culinary arts, fireworks specialists, sculptors, and of course, architects— all of these artists were called on to contribute to these events that also involved priests, heads of state, royal retinues, merchants, warriors, citizens, commoners, peasants, servants, and slaves.

Because state festivals were so important, they were generally well recorded, sometimes exaggeratedly so. Their themes were put down for posterity, persons of note were so noted, and magnificent processions were described by the number of participants, the richness of their retinue and the routes of their parades. The same could be said for the theatrical performances, scenography, choreography, menus, livery, fireworks, and all the other appurtenances of these events. As a result, the historian has a great deal of material to work with in attempting to understand events long past. But the study of festivals also poses certain frustrations. Most crucially, the architecture has long since disappeared. While the historian of built works can generally return to the subject of their investigation, freshly examining it to discover new or previously overlooked aspects, the historian of festival architecture must restrict her- or himself to the archive. And there too, the picture is not clear. Written records may lack images, etchings and broadsheets be misattributed, and accounts distorted by the bias of the chronicler. Sometimes one record directly contradicts another, depending on why it was made and for whom.

Architects’ view of ephemera and historians’ views on ritual

The modern distinction between solid and ephemeral creates an additional difficulty for the historian of festival architecture: its marginal position in architectural historiography. When permanent is set against temporary, the opposition, Jacques Derrida would argue, is not an equal one. Permanent architecture has long been viewed by architects and architectural historians as more significant and ultimately more central to architecture and its history. Architects are meant to design buildings that last. While ephemeral works have their place, their insubstantiality and their transitory nature give them attributes of being superficial, even fake. Yet ephemerality is the joker’s card in architectural history. Often, it is used as a foil to enhance the value of more durable constructions. Adolf Loos, for example, was outspoken on the value of permanence when he wrote that “only a very small part of architecture belongs to art: the tomb and the monument. Everything else that fulfils a function is to be excluded from the domain of art” (Loos 1985). In this assertion, Loos slyly insinuates that most architecture is not only utilitarian, but perhaps fleeting— at least when compared with the two categories of architecture he awards the status of art.

Yet in the mid-nineteenth century, architectural histories by Karl Bötticher and Gottfried Semper presented ephemeral constructions as the very origin of architecture. These theorists viewed it as the opposite of permanent architecture, as the first built sketches, so to speak, of buildings that followed. These new theorists saw architecture as an imitation, not of forms or styles, but of human action. According to Mari Hvattum, Semper was instrumental in developing this argument by placing ritual in the centre of both architectural form and the craft of architecture:

No longer a history of building types or orders, [this] was a history of the evolving techniques that brought architecture into existence and the human situations for which buildings were built. It was a history in which the primacy of structure was given over to the surface, and where the obsession with stability— so characteristic of eighteenth-century Neo-classicism— gave way to a new interest in the ephemeral. […] Unlike the neo-classical idea of architecture as a perpetual imitation of a […] primitive hut, these new theorists saw architecture as an imitation […] of human action. From this point of view, the ephemeral decoration of the altar, the precarious architecture of the procession or, in Semper’s words, the “haze of the carnival candles” (Der Stil vol. I, § 60), were not just phenomena at the margins of architectural discourse but constituting the very essence of architecture. Such ephemera were seen as primordial examples of the mimetic transformation from the ritual act to its built embodiment. As such, they were poetic works in the Aristotelian sense; works capable of setting into play a creative interpretation of human life and action.

(Hvattum 2002)

In short, for Semper, the origins of architecture lay in the universal human need to create order through play and ritual. “in the wreath, the bead necklace, the scroll, the circular dance and the rhythmic tone that attends it, the beat of an oar […] These are the beginnings out of which music and architecture grew.” From its ephemeral beginnings in ritual movement, the ordering activity of art is embodied in the artistic motifs, which in turn are fused in works of architecture.

(Hvattum 2004: 66)

More than a century later, Joseph Rykwert expressed some of this intuition in his The Idea of a Town, where he demonstrated how Roman towns were founded on elaborate rituals, and their forms— such as city walls, gate, and major institutions— were derived from those rituals (Rykwert 1976). His work contributed to a renewed interest in the relationship between festival and urbanism. Working in a much broader comparative spectrum, Spiro Kostof’s concern for the function of civic rituals in the analysis of urban form has influenced many historians working today (Kostof 1991). And of course George Hersey’s The Lost Meaning of Classical Architecture explores in detail the original significance of the classical orders, as rooted in the religious rituals of the ancient Greeks (Hersey 1988).

Caroline van Eck’s contribution to this volume tackles the issue of ephemera in festivals head on by focusing on ‘paper architecture’. She suggests the demarcation between virtual and real, between solid and ephemeral was not as clear in seventeenth-century England as we may think it is now. She begins her essay by informing the reader that only a few significant works of architecture were actually completed in Britain over the first half of the seventeenth century, while much ephemeral and “paper” architecture was produced. Looking at Henry Wotton’s treatise Elements of Architecture and the masque designs of Inigo Jones, she explores the concepts that viewers of that time may have used to understand such architecture. The important aspect, she suggests, for a seventeenth-century audience was that these works represented a view of architecture as politics by another means. In other words, they employed the classical rhetorical view of art not as an object of enjoyment for its own sake, but as a means of persuasion.

Maarten Delbeke’s essay tests the hypothesis that ephemeral architecture contributes to the signification and subsequent reception of permanent architecture. He explores the Roman jubilee of 1625 and the dedication of the new basilica of Saint Peter’s the following year, as two moments which frame ideas that were to be communicated by a new, giant bronze Baldacchino designed by Bernini for the center of Saint Peter’s. To do this, he analyses the significance of the ephemeral constructions built for the jubilee and the dedication— particularly the talamo, a portable shrine carried by the Arch-confraternity of SS Rosario— and explores their intended effects on Roman audiences and others who read reports of the festivals which codified and expanded their impact.

The essay of Nancy Stieber explores the question of fakeness and authenticity in relation to the conceptualization of a new architectural style in turn of the twentieth-century Netherlands. Willem Kromhout’s designs for Oud Holland at the Amsterdam World’s Fair of 1895 was an ersatz city involving the meticulous historical reconstruction of buildings from across the Netherlands— an extremely popular attraction that drew significant interest among his contemporaries. Yet, influenced by H.P. Berlage’s formulation of architectural style that critiqued historicism, Kromhout attacked the tradition of “fake” arches, as he designed the decoration of Amsterdam for the investiture of Queen Wilhelmina in 1898.

Festivals and the architectural object

There is a large body of art and architectural historiography on European festivals, especially state spectacles in the Renaissance and Baroque eras. In the art historical tradition, these studies focus on an architectural object— a royal entry, a triumphal arch, or a display built for fireworks— interpreting their architectural treatment and the allegorical iconography within a stylistic sequence. Les Fêtes de la Renaisssance for example, a three volume series edited by Jean Jacquot following a conference on the subject in 1956, remains a reference for art historians interested in Renaissance festivals; as the extensive writings of Marcello Fagiolo and Maurizio Fagiolo dell’Arco are for the Italian Baroque (Jacquot 1956; Fagiolo 1980 and 1997; Fagiolo dell’Arco and Carandini 1977– 8; Fagiolo dell’Arco 1997). Such studies generally focus on the artefacts built for an event and situate them within a historical and often stylistic continuum. In 1984, the architectural historians Werner Oechslin and Anja Buschow published Festarchitektur, focusing on the transformation of cities through ephemera built to express the spectacle of absolutism— primarily in the seventeenth century but also up to the present day. Rich in images and thought provoking, this book remains an important work on the historiography of European festival architecture. .The art historians Frances Yates and Roy Strong both see festivals as instruments of rhetoric and political power. Through their study of Renaissance and Baroque festivals, they interpret the meaning of festival architecture in the contexts of its production and reception. Yates, for instance, carefully analyzed a series of tapestries which represented the festivals of the Valois court in sixteenth-century France, by exploring the political context of these events and keeping the focus on their rhetorical agenda and the goals of those who commissioned them (Yates 1959). Strong’s Art and Power offers an overview of festival architecture from 1450 to 1650, analysing the representation of royal power as it is practiced in festivals across European nations

In this volume, Diane Ghirardo— like Strong and Yates— looks at royal entries, but she turns her attention to those created for noble brides. Elaborate entries for noble brides were among the few public celebrations of women in the Italian Renaissance. As such, these ceremonies occupied an important niche in the celebratory arrivals of important personages into Italian cities. Ghirardo examines the temporary constructions, from clothing to canopies to confectionary treats, created for bridal entries between 1473 and 1598 in the city of Ferrara. Through abundant detail, she is able to explore the network of symbols and meanings embedded in these events and what they reveal about gender, status, and the state.

Margherita Azzi Visentini’s essay discusses Venetian state spectacle in the San Marco complex— including the basilica, the doge’s palace, piazzas, and the wider basin— and traces the development of this exceptional urban ensemble over several centuries in relation to the state festivals which were held there. In an expansive and comprehensive survey of events, personages, architectural commissions, historical records, and painterly depictions, she convincingly argues that the Venetian Republic used lavish spectacles to assert its eternal glory in the face of political decline— bringing to light the rhetorical dimensions of festival architecture. Intriguingly, she also stresses that festivals were a central influence on the design of permanent architectural monuments by architects such as Bartolomeo Bon, Mauro Condussi, Andrea Palladio, Sebastiano Serlio, Jacopo Sansovino, and many others.

Festivals and urban form

Both Ghirardo and Azzi Visentini point to the interest of festival historians in the role of celebrations at the scale of the city and in urban design. Mona Ozouf’s influential work on French revolutionary festivals stands as a benchmark in this regard. She introduced new analytical tools, such as parade route typologies and the choreography of audiences, in her explorations of the didactic symbolism of ephemera built for state festivities in the first years after the revolution. These state festivals gave physical form to new ideas about liberty, transparency, historical memory, and the role of the public, as they helped to forge a new sense of national identity in a turbulent era (Ozouf 1988).

Eric Monin’s essay in this volume takes this wider perspective to the study of eighteenth-century French public festivals and their effect on officials responsible for urban beautification. He is able to show how, for a few days, festivals functioned as urban design proposals for improvements to the city, using alignments, regularity, mirroring, and other visual effects. Far from being merely ephemeral extravaganzas, Monin argues, these festivals worked deeply in the spatial imagination of governmental officials and of citizens.

The essay by Robert Weddle interprets the nightly light shows along the Seine River created for the 1937 world’s fair in Paris. As in Monin’s essay, it becomes clear that visual alignments are seen as an expression of urban beauty. Weddle argues that these ephemeral manifestations held an importance that transcended their sub-architectural status. The light and music festivities orchestrated by the architects Eugène Beaudouin and Marcel Lods for the fair exemplify one of the central theme of modernity— how to put technology to work in innovative urban designs.

Diane Favro’s essay presents ancient Rome through the lens of its Megalensis festival to show an intense reciprocity of viewing between spectators and monuments during the festival. We discover, for example, that Romans believed sculptures and buildings, as well as divinities, could see and feel; that statues were not only seen by their observers, but were understood to look back at them. In an extraordinary reconstruction of the sensorial experience of participants in these events— visual, aural, haptic, and kinetic— she shows how this festival was deeply integrated in its urban context and vice versa.

Contribution of other disciplines

To better understand the cultural and political dimensions of festivals, it is at times necessary to reach out to other disciplines, such as folklore studies, anthropology, and literary criticism. The search for larger patterns across time and place by structural anthropologists, for example, helps us to discern deeper relations between permanent and ephemeral constructions in urban life. Arnold van Gennep’s concept of “rites of passage” and Victor Turner’s metaphor of “liminality” are fundamental references in this regard. Although these works look for fundamental principles operating in festivals in synchronic, rather than diachronic terms, they offer useful concepts to the historian of festivals.

Van Gennep’s The Rites of Passage is an extensive study of traditional celebrations of life’s transformative moments such as birth, puberty, marriage and, death. Van Gennep believed that while rites of passage may differ in detail from culture to culture and one event to another, they share certain features and a common social function. Traveling to remote villages in the French countryside, he documented the different forms taken by essentially the same set of ritual practices. The result was a twenty volume work which remains an extraordinary document of rural customs and rituals in the early twentieth century, many of which are no longer practiced. He was the first anthropologist to propose that rites of passage share a common structure, composed of three phases he identified as separation, transition, and incorporation. In the 1960s, this theory was taken up by another anthropologist, Victor Turner, who applied the idea of personal rites of passage to a study of large contemporary rituals, from modern-day religious pilgrimages to youth gatherings such as Woodstock. The idea that such different events might share a common structure was appealing at a time when anthropology was influenced by structuralism. The value of van Gennep’s and Turner’s work lies in their awareness of the symbolism of space and place. In one example from Turner:

the passage from one social status to another is often accompanied by a parallel passage in space, a geographical moment from one place to another. This may take the form of a mere opening of doors or the literal crossing of a threshold such as the groom carrying the bride over the threshold of their new home.

(Turner 1982: 25)

The workings of rites of passage particularly interested Turner— he called these liminal, deriving the term from the Latin word for margin, or threshold. During a liminal phase, according to Turner, participants are stripped of their social status and removed from social structures. Yet, their secular powerlessness may be compensated for by a sacred power derived from the resurgence of nature when structural power is removed, and from the transference of sacred knowledge (Turner 1979).

Anthropologists have also tended to turn their attention to popular, rather than elite practices. This too, is useful for our study here, since most of the perspectives we have discussed so far have been of state-sponsored spectacles. Carnival is the opposite of this: it is power from the bottom up, an expression of subversive power that consumes and ridicules everything in its wake. The idea of carnival has been theorized in the twentieth century by Mikhail Bakhtin (in the field of literature criticism) and Natalie Zemon Davis, an historian who was influenced by anthropological studies and particularly by Turner. To a great extent these two scholars have outlined how carnival and the carnivalesque is viewed in scholarly circles today. Bakhtin saw in carnivals the authentic and utopian expression of “popular” power, immediate, empowering, and disrespectful. Carnival was the second life of the people, who for a time entered into the utopian realm of community, freedom, equality, and abundance (Bakhtin 1984: 9). Davis has a less idealistic but equally empowering view of carnival, seeing in it the possibility to present alternatives, if only fleeting, to rigid societal norms.

Christine Macy’s essay in this volume explores the capacity of disempowered groups to use the anarchic quality of carnival to forge a place of authority within the fault lines of closed social structures. Many historians treat the attack on carnival as a victory over popular culture, first by the absolutist state and then by the middle classes, a process which is viewed as the more or less complete destruction of popular festivities: the end of carnival. By the nineteenth century they argue, urban carnival was perceived as an offensive and threatening behavior of the lower classes, and was avoided by the urban middle class (Stallybrass and White 1986). Yet Macy shows the middle class in the nineteenth century, Basel, using carnival license to mount a directed assault on a social system that excluded them and to do this in the space of the city— effectively creating public spaces and a realm of public opinion that favoured their interests in the rapidly industrializing city. Through carnival, she argues, new immigrant groups succeeded in gaining citizenship and a base for political power in that closed society.

The essay by Sarah Bonnemaison shows the recurrent figure of revolution in the events that took place in Paris during May 1968, exploring its impact on French views of culture and street life. She uses this construct to present the revolt of May 68 as an urban festival, interpreting the unique mixture of celebration and political engagement that took place in the streets of Paris as an example of Turner’s liminal phase, acted out by a generation of young Parisians. The overturning of ingrained attitudes towards the street and what might happen there, realized in its most dynamic form in the barricades and protests of that month, carried over to an occupation of the abandoned central markets of Les Halles and later, in a more formalized manner, in the design of the Center Pompidou. She argues that May 68 and, in a more limited way, the new museum as a machine for showing art, reworked the festive ideal first developed by Jean-Jacques Rousseau.

Conclusion

Each of the essays in this volume addresses significant issues raised by the study of festival architecture as it was developed in Europe. In different ways, they explore the dualities of ephemerality and permanence, issues around participation, the urban imaginary, and the rhetorical function of communicating to and convincing crowds— mostly in the service of ruling elites, but sometimes against them. What stands out is the public aspect of such events and their architecture and their power to generate spatial imagination. To restate the words of Semper, the “haze of the carnival candles” is not merely a phenomenon at the margins of architecture, rather, it lies at the essence of all architecture. For these reasons and more, festival architecture will continue to seduce architects and historians alike.

Bibliography

Bakhtin, M. (1984), Rabelais and His World, translated by H. Iswolsky, Bloomington, IN: Indiana University Press.

Bötticher, K. (1856) Der Baumkultus der Hellenen, Berlin: Weidmann.

Davis, N.Z. (1977) Society and Culture in Early Modern France: EightEssays, Stanford, CA: Stanford University Press.

Fagiolo, M. (1980) La città efimera e l’universo artificiale del giardino: la Firenze dei Medici e l’Italia del ’500, Rome: Officina Edizioni. –––– (ed.) (1997) La festa a Roma dal rinascimento al 1870, Turin: Umberto Allemandi.

Fagiolo dell’Arco, M. (1997) La festa barocca, Rome: De Luca. –––– and Carandini, S. (1977– 8) L’effimero barocco. Struttura della festa nella Roma del ’600, Rome: Bulzoni.

Hersey, G. (1988) The Lost Meaning of Classical Architecture: Speculations on Ornament from Vitruvius to Venturi, Cambridge, MA: MIT Press.

Hvattum, M. (2002) “Essence and Ephemera, Themes in Nineteenth Century Architectural Discourse,” unpublished conference paper, Society of Architectural Historians Annual Meeting, Richmond, Virginia (April). –––– (2004) Gottfried Semper and the problem of historicism. Cambridge: Cambridge University Press.

Jacquot, J. (1956) Les fêtes de la Renaisssance, Paris: Editions du CNRS.

Kostof, S. (1991) “What is a City?,” in The City Shaped: Urban Patterns and Meanings through History, London: Thames and Hudson, 37– 41.

Loos, A. (1985) “Architecture” (1910), in The Architecture of Adolf Loos [exhibition catalog], with essays by Sir J. Summerson, K. Frampton, D. Steiner and Y. Safran, London: Arts Council.

Oechslin W. and Buschow, A. (1984) Festarchitektur, Stuttgart: Verlag Gerd Hatje.

Ozouf, M. (1988) Festivals and the French Revolution, translated by A. Sheridan, Cambridge, MA: Harvard University Press (first French edition 1976).

Rykwert, J. (1976) The Idea of a Town: TheAnthropology of Urban Form in Rome, Italy, and the ancient world, London: Faber and Faber.

Semper, G. (2004) Style in the Technical and Tectonic Arts; or, Practical Aesthetics, translated by H.F. Mallgrave and M. Robinson, Santa Monica, CA: Getty Center (first German edition 1860– 2).

Stallybrass, P. and White, A. (1986) The Politics and Poetics of Transgression, Ithaca, NY: Cornell University Press.

Strong, R.C. (1973) Art and Power: Renaissance Festivals 1450– 1650, London: Boydell & Brewer.

Turner, V. (1979) Process, Performance and Pilgrimage, New Delhi: Concept Publishing Company. –––– (1982) From Ritual to Theater: the Human Seriousness of Play, New York City: Performing Arts Journal Publications.

Van Gennep, A. (1960) The Rites of Passage, translated by M.B. Vizedom and G.L. Caffee, Chicago: University of Chicago Press (first French edition 1909).

Yates, F.A. (1959) The Valois Tapestries, London: Warburg Institute.

 

Festival Architecture (The Classical Tradition in Architecture)

From:

Bonnemaison, Sarah; Macy, Christine. Festival Architecture (The Classical Tradition in Architecture) . Taylor and Francis. Kindle Edition.

Contents

1 Introduction – SARAH BONNEMAISON and CHRISTINE MACY

RITUAL AND ARCHITECTURE IN ANTIQUITY

2 The festive experience: Roman processions in the urban context – DIANE FAVRO

RENAISSANCE AND BAROQUE SPECTACLE AS REPRESENTATIONS OF POWER

3 Festival bridal entries in Renaissance Ferrara – DIANE YVONNE GHIRARDO

4 Festivals of state: the scenography of power in late Renaissance and Baroque Venice – MARGHERITA AZZI VISENTINI Translated by Giovanna Fogli

5 Statecraft or stagecraft? English paper architecture in the seventeenth century -CAROLINE VAN ECK

6 Framing history: the Jubilee of 1625, the dedication of new Saint Peter’s and the Baldacchino – MAARTEN DELBEKE EIGHTEENTH-CENTURY

FESTIVALS AND URBAN BEAUTIFICATION

7 The speculative challenges of festival architecture in eighteenth-century France – ERIC MONIN Translated by Nick Hargreaves and Christine Macy

WORLD EXPOSITIONS AND THE IDEA OF MODERNITY

8 Marking time and space in the city: Kromhout’s decorations for the investiture of Wilhelmina in Amsterdam – NANCY STIEBER

9 Sound, light, and the mystique of space: Paris 1937 – ROBERT WEDDLE

FESTIVALS OF RESISTANCE

10 Festival urbanism: carnival as an expression of civil society in nineteenth-century Basel – CHRISTINE MACY

11 Taking back the street, Paris 1968– 78 – SARAH BONNEMAISON

New Life for Historic Cities

  • Tangible and intangible heritage are sources of social cohesion, factors of diversity and drivers of creativity, innovation and urban regeneration – we must do more to
    harness this power.’ – Irina Bokova, Director-General of UNESCO at the World Urban Forum (Naples, 2012)
  • Urban heritage constitutes a key resource in enhancing the livability of urban areas. It fosters economic development and social cohesion in a changing global environment. This booklet calls to involve more people in preservation efforts, raise levels of awareness, and seek innovative schemes. By actively engaging public, private and civic sectors the city, historic and contemporary, can be better preserved and celebrated.
  • Urban heritage is of vital importance for our cities – now and in the future. Tangible
    and intangible urban heritage are sources of social cohesion, factors of diversity and drivers of creativity, innovation and urban regeneration.
  • The key to understanding and managing any historic urban environment is the recognition that the city is not a static monument or group of buildings, but subject to dynamic forces in the economic, social and cultural spheres that shaped it and keep shaping it. This booklet advocates that a historic context and new development can interact and mutually reinforce their role and meaning.
  • UNESCO’s approach to managing historic urban landscapes is holistic; it integrates
    the goals of urban heritage conservation and those of social and economic development. This method sees urban heritage as a social, cultural and economic asset for the development of cities.
  • The recommendation on the Historic Urban Landscape was adopted on 10 November 2011 by UNESCO’s General Conference.
  • The historic urban landscape approach moves beyond the preservation of the physical environment, and focuses on the entire human environment with all of its
    tangible and intangible qualities. It seeks to increase the sustainability of planning and design interventions by taking into account the existing built environment, intangible heritage, cultural diversity, socio-economic and environmental factors along with local community values.
  • The historic urban landscape approach sees and interprets the city as a continuum in time and space. Countless population groups have left their mark, and continue to do so today.
  • As an approach, it considers cultural diversity and creativity as key assets for human,
    social and economic development. It is an alternative method to cutting the city up
    through ‘zoning’ into separate conservation areas, which thereby become ghettos of
    historic preservation. To these ends, UNESCO works with cities to support the integration of environmental, social and cultural concerns into the planning, design and implementation of urban development.
  • In many cities this approach has had very positive and encouraging results. For each
    local situation a balance is reached between preservation and protection of urban heritage, economic development, functionality and livability of a city. Thus the needs of current inhabitants are responded to while sustainably enhancing the city’s natural and cultural resources for future generations.
  • The different approaches – heritage, economic, environmental and sociocultural –
    do not conflict; they are complementary and their long-term success is dependent on them being linked together.
  • The historic urban landscape is the result of the layering and intertwining of cultural and natural values over time. Beyond the notion of ‘historic centre,’ it includes the broader urban context and its geographical setting.
  • How can a city become a stable ecosystem?
  • How can action and planning law work together in order to achieve climate-resilience for cities?
  • Can urban conservation serve the needs of local communities, including the poor and the marginalized?
  • How can future generations be engaged in maintaining the continuation of urban life?
  • Which new financial tools are needed for the management of the historic urban landscape?
  • Can we sustain and enhance the identity of cities as a way to brand them?
  • How can urban conservation promote new forms of productivity and socioeconomic development?
  • If dealt with properly, urban heritage will act as a catalyst for socio-economic development through tourism, commercial use, and higher land and property values – thereby providing the revenues out of which to pay for maintenance, restoration and rehabilitation.
  • Urban heritage areas generate much higher returns than areas devoid of any culturalhistoric significance. Proximity to world-class monuments and sites usually draws high-end service-sector businesses and residents, who are willing to pay more for locations with prestige and status. This is reflected in land and property values.
  • The 250-plus historic cities that have been included in the World Heritage List deliver very significant socio-economic benefits at the local and national levels – not only through tourism and related goods and services, but also through other functions. For instance, Salzburg (Austria) constitutes only 6 per cent of the country’s population, but contributes 25 per cent of its net economic product.
  • Urban heritage areas often demand enhanced management, because of more and/or stricter regulations controlling and monitoring the built environment, which improves planning and design if properly executed. This, in turn, increases certainty for investors as regards the safety of their investments in the long term.
  • The historic urban landscape approach in action
  • 1. Undertake a full assessment of the city’s natural, cultural and human resources;
  • 2. Use participatory planning and stakeholder consultations to decide on conservation aims and actions;
  • 3. Assess the vulnerability of urban heritage to socio-economic pressures and impacts of climate change;
  • 4. Integrate urban heritage values and their vulnerability status into a wider framework of city development;
  • 5. Prioritize policies and actions for conservation and development, including good stewardship;
  • 6. Establish the appropriate (public-private) partnerships and local management frameworks;
  • 7. Develop mechanisms for the coordination of the various activities between different actors.
  • Stadsherstel Paramaribo was established as a foundation in 2011 by Stichting Gebouwd Erfgoed Suriname (site manager of Historic Inner City of Paramaribo, a UNESCO World Heritage site since 2002) and De Surinaamsche Bank, the largest private bank in Suriname. Stadsherstel Amsterdam supports, advices and works intensively together with this Surinam initiative, to redevelop and protect built heritage in Paramaribo, the capital city of the South American country. This public-private partnership aims to re-establish the balance between living and working in the inner city through sustainable and commercially viable restoration and management. By giving out shares, businesses and banks can invest, with a modest dividend. In 2013 the foundation will change into a limited liability company, similar to Stadsherstel Amsterdam.
  • The Play the City foundation introduces serious gaming into city-making to test rules and constraints of a given complex urban question and co-design with stakeholders. In conditions where stakes are high and conflicting, city games feed designers with information, which only can arise from the real-time interaction of agents. Play the City has been designing city games for various urban questions internationally. Play the City helps build communities, develop tools for digital urbanism and create strategies for urban development through serious gaming. One of these games was played in Istanbul, focusing on the question of how Istanbul’s vast number of newcomers can be accomodated in an already high-density metropolis under the threat of earthquakes. Participants could “play” the role of the Mayor and use their RFID transport cards to express how they’d tackle urban issues.
  • Ushahidi is a successful non-profit tech company founded in Kenya that specializes in developing free and open source software for information collection, visualization and interactive mapping. Ushahidi builds tools for democratizing information, increasing
    transparency and lowering the barriers for individuals to share their stories. One of these tools is the Inherity mobile app, an application that aims to protect cultural heritage by empowering local communities and visitors to lend a hand. Users can record, take a picture and locate on a map any tangible piece of cultural heritage they think is worthwhile. This can be as small as a piece of pottery or as large as a castle.
  • The High Line is a public park built on an historic freight rail line elevated above the streets on Manhattan’s West Side. It is owned by the City of New York, and maintained and operated by Friends of the High Line. Founded in 1999 by community residents, the Friends fought for the structure’s preservation and transformation at a time when the historic structure was under threat of demolition. In addition to overseeing maintenance, operations, and public programming for the park, Friends of the High Line works to raise the essential private funds to support more than 90 percent of the park’s annual operating budget. The more than 3 million people who visit the High Line annually have rejuvenated this former brownfield site. Photograph by John Dalton.
  • Disclaimer
  • The present document is distributed for information purposes only and aims neither to interpret nor to complement the Recommendation on the Historic Urban Landscape (2011).
  • The designations employed and the presentation of material throughout this brochure do not imply the expression of any opinion whatsoever on the part of UNESCO concerning the legal status of any country, territory, city or area or of its authorities, or concerning the delimitation of its frontiers or boundaries.
  • Cities are dynamic organisms. There is not a single ‘historic’ city in the world that has retained its ‘original’ character: the concept is a moving target, destined to change with society itself. To preserve the urban historic landscape, strategic and dynamic alliances need to be built between various actors in the urban scene, foremost between public authorities that manage the city and developers and entrepreneurs that operate in the city.

Historic Urban Landscape: Managing Heritage in an Urban Century

Bandarin, Francesco and Van Oers, Ron, 2012, Historic Urban Landscape: Managing Heritage in an Urban Century, John Wiley & Sons, West Sussex

INTRODUCTION

Authenticity

  • Cities are dynamic organisms – there is not a single ‘historic’ city in the world that has retained its ‘original’ character: the concept is a moving target, destined to change with society itself.
  • Therefore, authenticity is a myth: important conservation objectives such as the safeguarding of the authenticity or integrity of the physical and social fabric of an urban complex are doomed to remain a myth, or at best, an approximation
  • The goal of conserving traditional structures in the historic city remains an aspiration that is subject to continuous compromise and adaptation.

Conservation is a utopia: collective aspiration

  • Utopias are collective representations of communities or societies, idealised conditions expressing shared value systems and common goals
  • Certain values are guardians of collective identity and memory and help to maintain a sense of continuity and tradition for aesthetic pleasure and entertainment.

Old and new

  • Historic fabric and new development can interact and mutually reinforce their role and meaning

Historic development

  • Contemporary attempts to reintegrate urban conservation principles and practices into urban development
  • Idea of urban conservation can be traced back to French Revolution time and the emergence of a new social order in Europe during the 19th century
  • A century later, a formal theory of urban conservation was developed in Europe.
  • It then took longer to define and put into practice the necessary legal and institutional measures
  • The Modern Movement gave additional impetus to many urban removal and renewal programmes worldwide
  • In the past 50 years, a thorough revision at the international level of the architectural and urban planning paradigms defined by the Modern Movement has taken place and a strong institutional and professional system has been established to support heritage conservation.
    • Toolkit: international legal instruments (e.g. 1972 World Heritage Convention)
    • Planning frameworks
  • Today this process has reached a peak.
  • Growing awareness of the challenges urban conservation faces in the coming decades, as new processes and forces of change gather momentum
  • Historic urban conservation has become a specialised field of practice but is also isolated from the management of urban processes
    • Need for an integrated view of urban management, one that harmonises preservation of what is defined as ‘historic’ and management of urban development and regeneration processes
    • The system in place is weak and powerless in the face of the types of change that characterise our contemporary world and its urban scene
    • Most important historic urban areas in Europe, Asia, Latin America and the Islamic World have lost their traditional functions and are in the process of transformation that threatens to undermine their integrity and historic, social and artistic values
  • 2011: Historic Urban Landscape adopted by the General Conference of UNESCO
    • Response to existing cultural contexts in order to identify models adapted to the value systems of different traditions
      • g. Nara Document on Authenticity in 1994
    • Define operational principles able to ensure urban conservation models that respect the values, traditions and environments of different cultural contexts
    • Recognise and position the historic city as a resource for the future
  1. URBAN CONSERVATION: SHORT HISTORY OF A MODERN IDEA
  • The basis of the modern vision of cultural heritage was developed in recognition of the value of the historic monument
  • The notion of ‘heritage’ came about during the establishment of modern nation states and the need to define their own traditions and identities
    • As a way of celebrating national epics and to create traditions (Hobsbawn, 1983)
  • The safeguarding of ‘historic monuments’ has bene at the centre of the theory and practice of conservation over the last century. This influenced the approach to historic cities that focused primarily on monuments and less on the urban fabric and public spaces.
    • Institutions:
      • Commission des Monuments Historiques, France, 1837, developed further by Prosper Mérimée
      • Society for the Protection of Ancient Buildings, UK, 1877, created by William Morris
    • People: Victor Hugo
  • Public policies for the city were aimed mainly (not at cities but) at addressing the representation of the powers of the state, the modernisation of transport systems, the improvement of public spaces, the residential needs of the emerging upper and middle classes and improvement of housing conditions of the working classes
    • The historic city was viewed essentially as a place of physical and moral decay
    • Denunciation of these conditions by (famously)
      • Engels about England (1845)
      • Considérant about France (1848)
    • Gave rise to a wave of innovative and utopian experiments led by social thinkers, philanthropists and politicians; utopian responses to the crisis, which inspired important social reforms and represented a key contribution to the definition of modern urban planning principles
      • Phalansère of Fourier
      • New Lanark of Robert Owen
      • How they did not create a force of change for the historic city as powerful as that of the ‘urban engineers’ movement
    • Urban engineers movement
      • Remedy the unsanitary conditions of the working classes
      • Demolish large parts of the historic city to create better housing, open spaces and sanitation infrastructure (in place in emerging world including China)
      • Every industrialising country developed regulations and plans to clear the decayed parts of the city
        • Florence in Italy, 1865, old Piazza del Mercato Vecchio (Jewish ghetto) was replaced by the present Piazza della Repubblica, wiping out the medieval quarters and the old ghetto. This risanamento (sanitisation) subsequently served as a model for many other cities, both in Italy and elsewhere.
  • Grands Travaus, Baron Haussmann, Paris, 1850-1870
    • Not aimed at local situations but to redesign the entire city
    • Replicated in the historic centre of Rome, after 1870 when it became capital of Italy
    • Cairo, Teheran, Sofia and Istanbul, as well as many colonial capitals in the Mediterranean
    • ‘Haussmannian’ methods have never really disappeared (urban historian Spiro Kostof)
      • Traces in Robert Moses in New York, 1950s
      • Many urban renewal projects in Europe, America and other parts of the world in the post-WWII period as well as Asia currently
    • ‘Institutionalisation’ of heritage (that followed the French Revolution)
      • Was society’s response and testimony of its value in the public domain
      • Concepts of heritage mostly developed (150 years ago) by a group of theoreticians and administrators, who viewed the preservation of monuments of the past as a pillar of social and cultural development.
        • John Ruskin
        • William Morris
        • Romantic approach was a form of opposition to the ongoing modernisation and destruction brought about by the Industrial Revolution.
        • Contributed to the development of the notion of ‘common’ heritage, beyond national borders
      • Clashes between different conceptions of heritage (nostalgic and interventionist)
        • Ruskin in England, Seven Lamps of Architecture
          • Romantic & memorial
          • ‘Neither by the public, nor by those who have the care of public monuments, is the true meaning of the word restoration understood. It means the most total destruction which a building can suffer: a destruction out of which no remnants can be gathered: a destruction accompanied with false description of the thing destroyed. Do not let us deceive ourselves in this important matter; it is impossible, as impossible as to raise the dead, to restore anything that has ever been great or beautiful in architecture.’
        • Militant interventionism by Eugène-Emmanuel Viollet-Le-Duc, France
          • Restoration was the reconstitution of a ‘complete’ and ‘ideal’ state of the monument, one that perhaps never existed.
          • Dictionnaire Raisonnè
          • Not only to monuments such as Notre Dame but also reconstruction of the city of Carcassonne
          • Entretiens sur l’architecture, 1863-1872
            • Fundamental book for understanding how the social and technological changes of the 19th century transformed the role of architecture and the city
          • Sought to find a method to identify the continuities of architectural development, in order to establish the basis of a practice that would allow modern society to find its own language, beyond the many revivals of the time – opened a way to a modern interpretation of architectural and urban heritage
        • Developed by Austrian architect Camillo Sitte, City Planning According to Artistic Principle. The richly illustrated book pointed out that the urban room around the experiencing man should be the leading motif of urban planning, thus turning away from the pragmatic, hygienic planning procedures of the time. Sitte emphasized the creation of an irregular urban structure, spacious plazas, enhanced by monuments and other aesthetic elements.
      • Key theoretical development: Viennese art historian, Alois Riegl
        • Ideas defined the role of heritage in contemporary society and still form the basis of our theories of heritage conservation
        • The Modern Cult of Monuments: 2 categories of value of heritage
          • Memory: ‘antiquity’ of heritage as a factor of importance, value of antiquity easily accessible to the public
          • Contemporary: ‘use value’ of monuments, a character that allows them to be differentiated from archaeology and ruins
            • ‘Art value’ and ‘Newness value’ (untouched appearance of the work of art)
          • Brought about a fundamental conceptual innovation: interpreting the conservation of monuments through a theory of values
          • Intellectual ambition: cultural tourism – the growing interest of the general public in the values of antiquity
            • Heritage is finally associated with modernity
          • The historic city as heritage
            • The historic city was recognised as a heritage system only towards the end of the 19th Only in the second half of the 20th century did the conservation of historic cities become a subject for planners and architects
            • Urban organism with its dual nature of place, containing monuments of great symbolic and artistic value, as well as a fabric of ‘minor’ architecture, the vernacular, which is much more exposed to transition and substitution. The lack of interest in, and knowledge of, this fabric, of cadastres and technical documentation, was a factor in this significant lag.
            • Development of a new discipline: city planning = parallel development of an ‘operational’ concept of the historic city
            • Foremost urban thinker of the time: Camillo Sitte (1843-1903)
              • Historic city carried with it an ‘aesthetic’ value, superior to that of the modern city – paves the way for development of urban conservation practice
              • Sitte looks at the city for the first time as an historical continuum that must be fully understood in its morphological and typological development, in order to derive rules and models for the development of the modern city.
              • Rational, model
            • Followers:
              • Werner Hegemann, Germany
              • Raymond Unwin, England
              • Gustavo Giovannoni, Italy
              • Marcel Poëte, France
              • Charles Buls, Belgium
            • Radical departure from the approach of the urban ‘hygienists’ and defines the main goal of the planner and the architect as the art of marrying functional need and beauty, a programme and analytical method termed in different parts of Europe as ‘Art Public’ or ‘Civic Art’ or ‘Art Urbain’ and as the ‘City Beautiful Movement’ in America
            • Werner Hegemann: transformed Sitte’s proposals into a methodology of planning
              • The American VitruviusThe Handbook of Civic Art
              • Universality of the principles of urban creation
              • City as a continuous and incremental collage
            • Patrick Geddes: visual and aesthetic appreciation
              • City as an organism in evolution, where physical and social components interact in a complex web of change and tradition
              • Medieval city reinterpreted by Geddes as a continuously evolving context
              • Cities in Evolution
              • Identifies, for the first time, the genius loci, spirit of the place
              • The traces, memories and collective associations of values to space are key determinants of urban transformation
              • Conservative surgery: minimising the destruction of historic buildings and urban spaces to adapt them to modern requirements
                • Edinburgh, Dublin, India, Balrampur, Lahore
              • Integrate into the new design the values (aesthetic, functional and symbolic) embodied in the city as a result of its historic transformation
            • Ideas of Geddes played a role in the creation in 1920s, the Regional Planning Association of America, led by Clarence Stein and supported by Lewis Mumford
              • Opposed land speculation in favour of socially oriented planning
              • Most influential advocacy group
              • Acknowledged later as a reaction against the anti-historicist and functionalist approach of Modernism
            • Gustavo Giovannoni: technical approach to urban conservation: urban heritage
              • The historic city could still play an important role, not linked to production and communication, but rather to living and social exchange. The historic city, in this innovative concept, is seen as part of a network of urban functions, not just as a model for the creation of new urban centres, as in Sitte’s view, but as an area where new functions compatible with traditional urban morphology can be absorbed.
              • The aesthetic function, the beauty of the historic city, is an element that further strengthens this role and establishes a hierarchy and dialogue between old and modern urban forms.
              • A very important principle established by Giovannoni was the need to conserve the built ‘environment’ of historic monuments, the urban fabric that represents the layers of time, a clear position against the ‘dismemberment’ of buildings that was – and still remains in many parts of the world – an ‘easy’
              • Giovannoni was strongly opposed to the museum-like freezing of historic centres, a common practice at the time in Italy and other countries, consisting of the isolation of the historic fabric from contemporary life, and the creation of a specialised district used for tourism purposes
            • Fracture: The Modern Movement versus the Historic City
              • Movements such as the Arts and Crafts Movement in UK and America, the German Deutscher Werkbund and the Wierner Werkstatte in Vienna had renewed the language of architecture and urban design to cope with the needs of a new industrial society
              • Vers une Architecture, Le Corbusier, 1977
                • Urged architects to detach from models and styles of the past
                • Which were detached from the needs and realities of the present
              • CIAM, 1920s-1930s: destruction of the traditional city and the creation of a new modern urban complex, based on high-density public housing, with functional and innovative housing typologies and elaborate transport infrastructure
                • The Plan of Amsterdam of Cornelis van Eesteren (leading figure of CIAM)
              • Le Corbusier’s Athens Charter, 1943
                • The historic city is a negative model. A specific section of the document deals with urban heritage, seen essentially as a set of monuments, to be respected in the name of their historic and ‘sentimental’ value, surrounded by ‘slums’ that could be demolished, with the exception of some ‘samples’ that could be preserved for their documentary value.
                • Put in place completely: Chandigarh and Brasilia
              • Rejection of the ‘layering’ process as the basis for the quality of urban spaces and the role of established social networks in shaping development patterns.
            • Athens Charter – the start of modern conservation, Athens Conference 1931
              • Importance only increased after WWII, with the adoption of 1964 Venice Charter and the growth of an international conservation movement under the aegis of UNESCO
            • New Approaches to Urban Conservation
              • First process: reaction against Modernism
                • The poor quality of modern urban spaces exposed the contrast between new developments and the historic city, where, in spite of poor housing conditions, urban spaces were far more enjoyable.
                  • Jane Jacobs in America
                • Second process: growth of an international conservation movement
                • Giancarlo De Carlo (part of Team 10): favoured citizen participation and consensus as a tool of planning and architectural design
                  • Sought to reflect the nature of the context, with its cultural, physical and historical components.
                  • Address the issue of contemporary design in the historic city in ways adapted to the realities of modern democratic societies
                  • Master Plan for the town of Urbino (new university buildings into the urban landscape)
                • Hassan Fathi, southern Egypt, 1945, vernacular architecture and informal settlement
                  • Architecture for the Poor, 1973
                  • Informal settlement and the value of traditional knowledge and techniques
                  • Recognised as a precursor of the urban management ideals that took shape at the end of Modernism.
                • John Turner, UK
                  • Many years of field experience in Latin America
                  • Self-help and self-building – rediscovering local traditions as a tool to preserve the social and physical integrity of places, while providing affordable shelter
                  • Housing is best managed by inhabitants rather than external planners
                  • The developed world has much to learn from the developing context and that the ‘freedom to build’ was the way to value local experience over the technocratic approach of traditional planning
                  • Reinforced the view that urban conservation must be participatory
                  • Establishing the preservation of the social fabric of the historic city as one of the most important goals of planning
                • Conzen, later developed by Whitehand, UK (urban geographer), palimpsest
                  • City as the outcome of an historical layering process
                  • Object: dynamics of urban space, a study of the marks left on the landscape by every phase of society, and of the forms that reflect the needs of its day
                  • Up until the 20th century, in most of the world, the relationship between townscape and ‘occupant’ society did not witness any tensions that were able to threaten the physiognomy of the towns.
                    • This allowed the townscape to be historic, even though it is still current – accumulation through time a variety of historical forms and meanings
                  • Managing the townscape as palimpsest
                    • Analytical tools based on:
                    • Understanding of the complex morphological processes (including building fabric, building types, plot patterns, blocks and street patterns)
                  • Limited practical applications
                • Saverio Muratori, Italian school of architectural typological and morphological analysis, 2950s and 1960s
                  • Typo-morphological analysis to understand the evolution of urban form
                  • Continued by Gianfranco Caniggia
                    • Tried to relate every building type to a limited number of basic spatial configurations, called Basic Elements
                  • Leonardo Benevolo, conservation plans for Bologna and many other historic cities
                    • The typo-morphological approach proved extremely effective in guiding decisions on the conservation and renewal processes of the historic fabric, used as a basis for planning and management of the building transformation process.
                  • Using perception as a tool of interpretation and design of space – integrated city planning and conservation
                    • Gordon Cullen, UK
                      • Visual impact of the city on the human mind
                      • Analysis of the individual’s memory and sensorial experiences
                      • City as a particular form of landscape
                      • Analysis involved all the elements that make up the environment: buildings, trees, nature, water, traffic, etc.
                      • Define a design methodology that extends beyond the mere ‘technical’ aspects of city making and defines an ‘art’ that is able to integrate building and environment
                      • City is not a unitary space (a townscape) – need to learn from the historical spatial layering of the historic city
                    • Kevin Lynch, USA
                      • Aim to define a systematic theory of the city
                      • The Image of the City, 1960
                      • New object of research for the planner: the mental image
                      • Lynch studies the interaction between individuals and the environment, something that belongs to all the inhabitants, and does not require the mediation of a technical expert
                      • Classification of the ‘elements of city image’, a new form of urban morphology derived from the individual’s view, in which the time dimension of the urban experience has a fundamental role.
                      • Questions some fundamental axioms of conservation – What to preserve? Why? How should change be managed?
                      • Concluded that the ability to select the elements to be preserved and to manage change is preferable to an inflexible reverence for the past. Preservation choices should be informed more by concern for the future rather than for the past.
                    • Typo-morphological: too deterministic and its application excessively mechanistic

浙江传统建筑大木工艺硏究

by Shi Hong Chao, 2016, Southeastern University Doctoral Paper

  • 随着社会和经济的快速发展,传统建筑营造面临着急速的转型,传统工艺无人问津,后继乏人。笔者调研的传统大木匠师中,不少九十岁以上的老匠师还在工地上坚持,五六十岁的为主力军,四五十岁的壮年旺师凤毛麟角,四十岁以下的则极难寻觅。大量区域的传统营造匠艺已经失传,而尚保有传统营造活动的一些区域,随着老工匠们的相继老去,多地也面临传承断链的危险。因此,对传统建筑营造匠艺进好抢救性研究,仍然是建筑史学界不能放松的重要任务,是与时间赛跑的工作。
  • 但另一方面,浙江是一个经济发达的省份,持续的开发热潮,使得浙江在传统建筑遗产和传统匠师流失方面情况惨烈,抢救性研究刻不容缓。
  • 本论文从实证的角度,以浙江当代大木师傅的技艺调研为主要依据。随着时代的发展,传统建筑营造技艺也一直在发生着变化。在组织上,绝大多数匠师都己经被纳入到由个体所有制或集体所有制转变成的现代私营企业中;在加工工具上,越来越多的现代机械设备被运用在传统建筑营造中;在营造尺制上,有些匠师采用传统鲁班尺与现代公尺的双尺制,但更多匠师己经完全抛弃鲁班尺,改用公尺。但是,他们的设计和施工体系、思维体系还是传统的,现代化企业只负贵项目的管理工作,具体的营造还是依靠把作师傅按照传统方式来掌控的。如果不及时将之做出总结提炼,浙江就会和苏北、东北等地一样,传统工艺再也无人可寻,只能从实物中主观分析了。
  • 在研巧中,必然要面临区分传统与非传统的问题。论文希望尽力获取师承传递的老做法,得到较为纯粹的传统营造匠艺。但在具体工作中,笔者发现达到这一目标是非常困难的。在当下的营造中,有承继传统的做法,但也有很多做法己经做了现代化的改变,工艺、形制、材料、工具都在发生着改变。变化是必然的,是时时发生的,因此研究的对象可以称之为”当下的传统”,笔者只是尽量做到厘清哪些是传统承继下来的老工艺,哪些是经过改良的新做法,但是该个区别的边界往往是模糊的。
  • 本论文采用的一个非常重要的研究方法是进行对比研巧。论文在宏观、中观、微观3个层次上进行对比研究。宏观层面是浙江省与其他相邻省份间的对比,中观层面是浙江省内几个区划范围间的对比,微观层面是一个区划范围内不同地方、不同营造团队间的对比。宏观层面的对比凸显浙江省与周边相邻省份间的建筑互动和彼此间的渊源关系;中观层面的对比,明确浙江几大区划类型间的典型差异或相互关联;微观层面的对比则凸显浙江传统匠芝的多样性和个性化特征。
  • 兰个层面的对比在内容上都包括建筑形制、营造工艺两大类。建筑形制的对比既有可视的显性形制,又包括不可视的隐性形制。建筑的构架类型、结构方式,梁、柱、擦等大木构架的尺度与形状等都是湿性形制;而构件间的禅卯则是隐形形制的主要部分。在营造工艺的对比中,论文将对各地各营造团队间的杖杆、讨照法等方面进行细致的挖掘。

渐江传统大木营造基础

  • 传统建筑木作工种主要分大木作和小木作,相应的工匠称为大木匠和小木匠。在民间,大木匠和小木匠的区分往往并非那么清楚,很多工匠都是大木、小木兼做,常根据需要灵活变化,甚至还包括做家具的细木。笔者采访的很多工匠,跟着师傅学好大木后,找不到活干,就改为做家具,后来文物建筑修镶的活越来越多,又重新回到大木行当里来。
  • 传统的营造都是由一名把作师傅带领几位到十几位工匠组成小营造团队接活做。团队成员包括:把作师傅、一般的大木师傅、半作师傅、徒弟和蛮工等五个级别。过去学徒的规矩是跟着师傅学3年,这3年是没有工钱的。H年过后再给师傅做3年,这3年有工钱,但工钱比较低。做完六年后,不管选择自己做,还是继续跟着师傅做,都可W拿到正常的工钱了。营造团队中的半作师傅就是3年学徒期己满,还要跟师傅做3年的人。徒弟则是还在3年学徒期的人。蛮工则是做小工、杂活的人。
  • 笔者调研的匠师,并非都学完了H年,学徒3年后还拿很少工钱跟着师傅做3年的人就更是寥寥无几了因此在现在的营造团队中,只有把作师傅、一般大木匠师和蛮工3个层次的匠师,半作师傅和徒弟几乎没有了。
  • 这种由把作师傅带上几名到十几名工匠接活做的小营造团队在浙江还存在,但数量己经越来越少,工程一般都在把作师傅的家乡方圆不远的地方,因技术好、口碑好,而得到活干。所接任务大多是民间集资的庙宇、祠堂等新建或修簿。温州瑞安的徐启礼师傅、临海的徐文彪师傅都采用这种模式。跟着把作师傅做的也都是本乡本王的匠师,大家长期合作,配合默契。
  • 浙江多数营造队伍都是由正规古建筑公司管理的,按规模有两种类型。一种是小型公司
    化的团队,如宁波粪中兴老师所带领的团队、温州瑞安李景广的团队。工匠以当地匠师为主,做”生活”也以当地的项目为主。团队的头是管理的人,负责找项目、买材料、给大家发工资。管理者与团队中技术头目把作师傅联系最为紧密,大家常常合作许多年头。糞中兴老师团队中的把作师傅主要是任明华师傅和庄永伟师傅。任师傅75岁了,是把作师傅中年龄较长的一位,庄永伟师傅52岁,在把作师傅中属于非常年轻的一代。李景广经理下的老司头则是合作已经20年的王焕重师傅。王焕重师傅的弟弟王焕读是木工房主管,代替李景广经理进巧施工现场的管理,包括材料、安全等的管理。第二种是大型的古建筑公司。浙江的临海市古建筑工程公司、杭州园林工程有限公司、东阳方中古建公司等都是这种类型。大木底师们与公司是较为松散的聘用关系,并不是公司里的固定员工。
  • 公司最为重视把作师傅,一般都希望与好的把作师傅保持稳定的合作关系。持别是现在工匠越来越少,懂行的把作师傅更是少之又少。
  • 浙江目前还出现了一种行业协会的组织方式。过去在外做工的同乡匠师们会成立营造行会,比如1918年在上海成立的”浙宁水木公所”就是宁波籍的工匠们建立起来的同乡团队。这些同乡团队本着”亲帮亲,邻帮邻”的互助精神。但这种行会在解放后基本被取消了。解放后到改革开放前,匠师们不能独立做工,基本都得加入集体组织的合作社。当前,浙江成立的比较好的协会是永嘉县古建筑协会,送是一个民间组织。工匠师傅每年向协会交纳200元的会费,协会介绍工程给旺师。同时,协会组织培训,并有专职管理人员,负责项目的质量管理、检查等工作。协会同样重视带班师傅,目前共有带班师傅七八个。协会作为一个新事物,容易被年轻一些的匠师所接受,目前协会中年龄最大的匠师62岁,最年轻的30几岁。参加协会的带班师傅全都是五十多岁的。

粤北明清木构建筑营造技艺研究

Introduction

  • 近年来,华南理工大学的程建军教授的《岭南古代大式殿堂建筑构架研究》涉及到粤北地区几处殿堂的研究,大范围的研究工作尚未展开。本文研究的内容在建筑类型上主要包括学宫、会馆、寺院、祠堂、衙署、大型民居、园林中的主要建筑以及建筑群中的次要建筑,是与人民生活密切相关的一类建筑。由于粤北地区位置的特殊性,传统建筑大量而广泛的存在于乡土社会中,其建筑形制、等级以及设计水平更容易受到地域、功能、习俗、业主、匠师等不同主客观因素影响制约。
  • 于粤北传统建筑的广泛性、多样性,建筑大木构架中往往保存较多的原生性的特点,将会更直接的反应出早期岭南木构架的传承关系,粤北地处赣粤古道,尤其南雄是古代进入广东的必经之道,木构架设计法则将体现起承转合的影响力。粤北地区传统建筑在建筑构架的表现上为更多的灵活性、多样性、复杂性与开放性,对其发展演变的脉络的梳理、设计规律的总结与设计方法的探索将有助于对岭南殿堂建筑大木构架的研究,同时也是岭南传统建筑研究的有益补充。
  • 以梁思成、刘敦桢等为代表的第一代建筑史学家就对中国古代建筑大木构架进行了系统深入的研究,以二人为主要研究者的营造学社展开调查、测绘,研究了大量古建筑实例,发表数十份科学调查报告和图纸,为大木构架研究积累了详实可靠的例证;梁思成细致研究了《清工程做法》、《营造法式》两部古代典籍,为后人研究大木构架奠定了坚实基础。先后完成的著作主要有《清式营造则例》(1934 年)、《营造法式注释》(卷上)(1980 年)、《中国古代建筑史》(刘敦桢 1980 年)、《中国古代木结构建筑技术(战国—北宋)》(陈明达 1990 年)、《中国建筑类型与结构》(刘致平 2000 年)、《应县木塔》(陈明达 2001 年)、《中国住宅概说》(刘敦桢 2004 年)、《中国建筑史》(梁思成 2011 年)等。

国内对于古代建筑大木构架的研究

  • 一批古建筑学者从各自不同角度对中国古建筑大木构架进行详细、深入研究,取得一批丰硕的研究成果,其中影响力较大的有:陈明达先生《营造法式大木作制度研究》一书,结合现在保存实例对《营造法式》中规定的大木作制度进行详细阐释;杨鸿勋先生《建筑考古学论文集》,将考古学引入古建筑研究领域中;潘谷西先生的文章《营造法式初探》(一、二、三、四)中提出《营造法式》与江南建筑有着密切关系,对法式中殿堂、厅堂、余屋的用料、构造、建筑式样的区别进行详细阐释;并将古代建筑的长、宽、高从大木制度的角度剖析为建筑类别、正面间数、间广、檐柱高度、屋深、屋顶样式、铺座、材等八个方面,化繁为简,为古建筑构架研究提供方向性的指引。徐伯安先生的文章《营造法式斗栱形制解疑探微》、结合实例对大木构架中斗栱形制、布局原则进行清晰、详尽的解释;张十庆先生专著《中日古代建筑大木技术的源流与变迁》、《营造法式变造用材制度探析》(一、二)、《营造法式研究札记—论以中为法的模数构成》、《营造法式的技术源流与江南建筑的关联探析》、《营造法式栱长构成及其意义解析》、《古代建筑的尺度构成探析》、《从建构思维看古代建筑结构的类型与演化》等文章中立足于江南地区从建筑学、文化学、社会学、类型学、宗教学等多学科、多角度对《营造法式》中大木做法从源流、尺度、用材、技术等角度进行分析;《中国江南禅宗寺院建筑》文中对木构架有较为深刻的认识,研究的侧重点放在江南地区传统建筑,大量的案例研究,文中可借鉴的研究方法较多。潘谷西、何建中著《<营造法式>解读》,作者充分尊重原书的基本理论,用现代的语言及图示对《营造法式》进行解析,见解独到、分析精确、一语中的。
  • 蔡军、张健著《<工程做法则例>中大木设计体系》,将日本建筑史学领域的研究方法和思路,来对中国传统建筑进行解读。在整理、研究《工程做法则例》中古典建筑设计的模数化体系时,运用日本的“木割”理论,能够图表化、形象化地清晰表达古典建筑书籍中繁杂的文字,系统化解读其设计技法。郭华瑜《明代官式建筑大木作》,对大量明代官式建筑遗构进行了考察、测绘,并对比分析了明代官式做法与宋、元、清各代官式建筑做法的异同之处,对明代大木构架的传承和发展进行了分析与总结,大木构架的类型有殿堂结构形式、厅堂结构形式、柱梁结构形式、楼阁结构形式;并分析了大木构架的平面构成、剖面、立面构成,进而分析了屋顶的做法、斗栱的类型等。

国内关于传统营造技艺的研究

  • 了解古代建筑制度和技术,主要从梁思成、刘敦桢等《<营造法式>注释》(梁思成)、《清式营造则例》(梁思成)、《营造法原》(清 姚承祖)等历代建筑技术专书,1983 年文化部文物保护护科研究所主编的《中国古建筑修缮技术》是对传统古建修建做出了详细的指导;1991 年马炳坚先生的《中国古建筑木作营造技术》着眼点在于对于北京官式做法及北方地方传统建筑做法,从宏观的角度,较为通俗详尽。2001 年出版的《中国古代建筑史》(第一~五卷),以历史时间为线索,分时期对于中国传统建做出较为详尽的梳理,是中国古建筑技术宏观发展史的巨著;2003 年潘谷西先生主编的《中国建筑史》等,都涉及传统建筑的营造技艺。
  • 井庆升《清式大木作操作工艺》重在做法上,详细记录了大木的构件尺度,及安装方法,记录了我国清代的许多大木作操作工艺。刘大可《中国古建筑瓦石营法》以明、清官式建筑的做法为主线,主要介绍了古建筑土作、瓦作和石作的传统营造方法和法式,包括地基、台基、墙体、屋顶及地面等部位的样式变化、构造关系、比例尺度、规矩做法以及建筑材料等方面的知识。
  • 近年来,各建筑高校建筑学专业博士生也进行了传统建筑木构架营造技艺方面的研究。乔迅翔的《宋代建筑营造技术基础研究》,是对于宋代传统建筑营造技术的问题研究。其认为建筑的基本要素包括工和料。工,即劳动者,包括工匠和役夫;料,即劳动对象;在整个官方营造体系中,由营造机构来进行统辖管理。文中阐述了宋代营造机构的发展沿革及其构成,并且对于宋代工匠、役夫的成分、地位等展开讨论,在建筑的工程管理中如何发挥营造团队的作用,并研究相应的管理运作程序和和管理制度,关注营造工序中的每一个环节,从设计、选址、备工备料、到施工营建,力求还原当时营造的轮廓,对于测量、起重与运输等工程数学的具体技术问题也有展开讨论。后面对于《营造法式》中的功限、料例等条文进行了着重探讨。
  • 中国艺术研究院马全宝博士的《江南木构架营造技艺比较研究》,文中讨论了江南木构作为我国传统建筑体系中的重要组成部分,以木材为主要结构材料的建筑体系,传统建筑的营造技艺经过不断发展、完善,成为一个完整科学的技术体系,是东方传统营造水平的代表。江南殿庭构架规模较大,面宽有二至九间,进深达六至十二界,规模形式较高。利用比较研究的方法,通过比较江南周边地区以及北方和中原地区的传统木构架,对江南木构架建筑的历史发展变化进行了探讨,指出作为我国南方重要的营造体系的江南木构架,代表了当时先进的建筑技术水平和技术特征,体现出及江南地区木构营造技艺的地域多样性。
  • 杂志期刊文章有的龙非了的《论中国古建筑之系统及营造工程》、孙大章的《民居建筑的插梁架浅论》、张十庆的《古代建筑的尺度构成探析(一、二、三)》、李浈《官尺·营造尺·鲁班尺—古代建筑实践中用尺制度初探》、张玉瑜的《大木怕安—传统大木作上架技艺研究》、王世仁《明清时期的民间木构建筑技术》等都涉及到了传统建筑营造技术与过程的相关知识。

国内对于岭南大木构架研究现状

  • 一直以来,华南理工大学、东南大学、华侨大学等高校和台湾地区的很多专家学者都倾注大量的心血对岭南地区传统建筑构架与设计方法孜孜以求的进行探索研究,也取得了丰硕的成果。上个世纪 40 年代以后,以华南理工大学建筑学院的龙庆忠教授为代表的一批学者教授,数十年来对许多岭南重要的古建筑进行了大量的测绘和研究工作,发表多篇学术价值很高的论文和专著。如龙庆忠先生的“中国古建筑在结构上的伟大成就”、“南海神庙”、“瑰玮奇特、天南奇观的容县古经略台—真武阁”等系列论文,对岭南古建筑的构架和设计方法上作了考据和论证;陆元鼎、魏彦均教授的《广东民居》对广东民居及祠堂的布局、形制及构架和装饰进行了系统的研究论述;邓其生教授对岭南园林进行详细勘察,对岭南园林的布局格体、设计手法以及园林建筑的形体、体量进行深入探讨研究;吴庆洲教授的“粤西古建筑瑰宝”、“肇庆梅庵”和“德庆悦城龙母庙”的研究对岭南早期的大木式建筑的形制做了详尽的分析;程建军教授多年来一直对岭南古建筑的大木构架进行大量细致的研究,并发表了多篇论文和专著,如“南海神庙大殿复原研究”、“广州光孝寺大雄宝殿大木构架研究”、“广府式殿堂大木结构技术研究”、 “粤东福佬系大木式构架研究”、 “压白尺法初探”和《岭南古代大式殿堂建筑构架研究》对岭南大式殿堂建筑构架和设计方法进行了系统性的总结,提出很多权威的见解等。
  • 李哲扬老师致力于粤东传统建筑大木构架的研究和学习,其论文《潮汕传统建筑大木构架研究》、《潮汕传统大木构架建构方式考察》对粤东潮汕传统建筑的大木构架历史形态、发展规律和建构方式进行了深入挖掘,阐述了潮汕传统建筑体系是广义闽南建筑系统中的一个子系统,同时具有潮汕地区的自身自然地理及发展历史特点,它也是一个相当独立的、具有鲜明个性的区域建筑体系。该文就是针对潮汕传统建筑体系中大木构架的形态式样、构成尺度、设计匠法等多方面进行深入分析研究的一篇论文。同属岭南系统中的一部分,该论文对于本文的写作有很大的参考价值。论文研究的对象包括传统建筑实体与工匠技艺,作者进行了充分的前期调研工作,并通过匠师访谈、摄影、测绘等方式,获得了大量的第一手资料,首次披露建筑“水布”做法等内容,论文中,对影响潮汕地区传统建筑体系产生与发展的历史、地理因素进行了综合的分析,并简要地回顾了该区传统建筑的发展历史。对部分潮汕传统建筑名词进行了收集、整理、图解等的工作。其中选取了六个突出的殿堂实例,作为整体构架设计的分析对象,着重研究分析了它们的尺度构成设计特点;其余的众多实例则为研究该区传统大木构架的时代特征提供了实物支持。文中对于潮汕大木构架设计法的探讨,主要着力于尺度、用尺、尺法等的探讨,还对潮汕传统建筑中所蕴涵沉淀的古制源流进行了考证分析。
  • 东南大学张玉瑜博士的论文《实践中的营造智慧—福建传统大木匠师技艺抢救性研究》,致力于福建传统营造技艺的抢救性研究,通过现场调研查访,对大木构架设计的主导者—匠师进行系统研究,对福建地区传统建造体系中的木匠技术和大木作技术进行记录、解构与分析研究,另外也对木作雕刻、油作、漆作等进行分析。来揭示左右大木构架设计过程中派系师承、设计尺法、风俗禁忌等影响因素,开拓了大木构架研究的新思路。
  • 台湾著名学者李乾朗先生对台湾传统建筑匠艺进行研究整理,对台湾地区传统建筑设计手法进行系统总结。认为对于中国传统建筑营造而言,中国建筑具有顽强的延续性;继承多于发展;中国建筑具有强烈的普遍性;虽地方与官式、地方之间存有差异,但汉地建筑同属一个建筑文化和技术体系;营造技术体系是实践基础上的操作系统,有其特定规律,如简明性、方便性、习惯性等。

国内对于粤北大木构架研究现状

  • 粤北地区木构架目前的研究少有问津。近年来,程建军教授主持了粤北地区几处学宫的修缮项目,并多次带领博硕研究生深入粤北地区,对古建筑考察研究。
  • 程建军《岭南古代大式殿堂建筑构架研究》该文讲述了岭南古代建筑的地理与历史文化背景,岭南大式殿堂建筑的概念与类型,岭南大式殿堂建筑木构架形式分析,岭南大式殿堂建筑木构架形式再分析,广府大式殿堂建筑木构架的时代特征与加工工艺,岭南大式殿堂建筑木构架中的古制,粤东福佬系大式殿堂大木构架名词与设计方法,岭南古建筑与日本古建筑的关系。文中涉及到粤北地区的韶州府学宫大成殿,并对其进行了简要分析。
  • 民居系列丛书《广东民居》中对粤北地区民居及祠堂的木构架进行了部分研究。广东工业大学的朱雪梅教授《粤北地区传统村落形态和建筑文化研究》关于粤北地区的传统民居构架类型有部分研究,还有一些学者对于粤北的构架有零星的研究工作,更大范围的研究工作尚未展开。
  • 岭南建筑经典丛书岭南古村落系列《走进古村落》粤北卷,从村落聚居入手,谈及村落文化在地域上表现出的水乡文化、山居文化、海洋文化的特点,又因移民南迁及向海外拓展的缘故,同时表现出移民文化和侨乡文化等多样性特征,内容涉及到粤北的12 个古村落,主要从文化、装饰角度来讨论民风、民俗,关于传统建筑营造技术,木构架的相关理论几乎没有提及。

国外相关研究

  • 研究中国传统的木构技术,推而广之到国际范围,那么主要有关联的还是东亚地区,日本、韩国、朝鲜等地区,尤其是日本,在文化上与中国具有同源性,从唐代吸收借鉴中国的传统技术,而后发展自成体系,研究成果比较丰富。
  • “他山之石,可以攻玉”,中国和日本两国建筑文化之间有特定的源流关系,日本建筑界对于大木构架研究的方法、成果值得我们借鉴、学习。日本学者对于建筑理论的研究不仅表现在总体上的全面广泛,而且尤其在建筑细部上,深入而具体。日本建筑史研究作为一门独立的学问,已经取得了很多成果,研究方法也渐趋成熟。浅野清通过遗构修理所作的考古实证性研究,著作《唐招提寺金堂复原考》、《法隆寺建筑综观》、《奈良时代建筑の研究》、《东大寺华法堂的现状及其复原的考察》;关口欣也以遗构为主要研究对象,对所有现存的中世禅宗寺院,从平面、构架、柱高、斗栱、装饰细部等诸方面展开研究,力图寻求其形制,构成及其发展演变的规律,汇编成专集《禅宗建筑的研究》等。关野贞先生试图将一个新的科学方法应用于建筑考古学研究上,提出判定建筑年代时可以根据营造尺的性质进行尺度判断,并在其广泛应用于后期日本建筑史的研究上。
  • 学者竹岛卓一的《营造法式の研究》全书共三卷。对于总制、泥作、砖作、彩画作、窑作等进行了系统的体系研究。并将《营造法式》各卷均译成日文。河田克博等重点研究了日本近世建筑书中唐样建筑的设计技法。
  • 日本铃木充教授对于中国的《营造法原》进行了分类研究,分别从解题与台基、平房楼房、提栈、厅堂总论、厅堂及其材料等五个部分展开讨论,是对《营造法原》比较系统的研究,也为更多日本学者了解江南营造做法提供资料。
  • 欧美。由于中西方文化背景差异较大,欧美对于中国古典建筑的研究较少,以翻译介绍为主,少有专题研究。Else Glahn 著《Chinese Building Standards in the 12th Century》(1981)将《营造法式》译为英文,增加了《营造法式》的国际知名度,该书以翻译为主,注解为辅,少有研究。关于中国古典建筑研究有 Nancy Shatzman Steinhardt 的专著《Liao Architecture》和期刊论文 The Tang Architectural Icon and the Politics of Chinese Architectural History(2004)。